NOTICES: American Stock Exchange LLC,
Published: 2003-12-23
December 17, 2003.
Vasogen Inc., a Canada corporation (``Issuer''), has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'')\1\ and Rule 12d22(d) thereunder,\2\ to withdraw
its common stock, no par value (``Security''), from listing and
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-22
December 15, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change
NOTICES: Exemption applications—; AEGON/Transamerica Series Fund, Inc., et al.,
Published: 2003-12-19
Applicants: AEGON/Transamerica Series Fund, Inc. (``ATSF'') and AEGON/
Transamerica Fund Advisers, Inc. (``ATFA'') (collectively, ``Applicants'').
Summary Of Application: Applicants seek an order to permit shares of
ATSF and shares of any other existing or future investment company that
is designed to fund insurance products and for which ATFA, or
NOTICES: New York Stock Exchange, Inc.,
Published: 2003-12-19
December 12, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 26, 2003, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change as
NOTICES: New York Stock Exchange, Inc.,
Published: 2003-12-19
December 12, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 24, 2003, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: OneChicago, LLC,
Published: 2003-12-19
December 12, 2003.
Pursuant to section 19(b)(7) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b7 under the Act,\2\ notice is hereby given
that on December 8, 2003, OneChicago, LLC (``OneChicago'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule changes described
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-19
December 15, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 21, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Exemption applications—; Citicorp North America, Inc.,
Published: 2003-12-18
Applicant requests an order permitting registered open-end
management investment companies to enter into secured loan transactions
with commercial paper and mediumterm note conduits administered by
CNAI.
NOTICES: Boston Stock Exchange, Inc.,
Published: 2003-12-18
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See December 9, 2003 letter from John Boese, Vice President,
Legal and Compliance, to Nancy Sanow, Assistant Director, Division
of Market Regulation, Commission, and attachments (``Amendment No.
1'') Amendment No. 1
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2003-12-18
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See letter from Patrick Sexton, Assistant General Counsel,
CBOE, to Gordon Fuller, Counsel to the Assistant Director, Division of Market Regulation, Commission, dated November 6, 2003
(``Amendment No. 1''). In
NOTICES: National Securities Clearing Corp.,
Published: 2003-12-18
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The proposed rule change will modify NSCC's Rule 57, Section 1, to
allow NSCC's members, insurance carrier members, and data servicesonly
members to
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-17
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension
Rule 3 and Form U3A31, SEC File No. 27077, OMB Control No. 3235 0160.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-17
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, 450 5th Street, NW., Washington, DC 20549.
Extension
Rules 1(a) and (b) and Forms U5A and U5B, SEC File No. 270168, OMB Control No. 32350170.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-17
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension
Rule 95 and Form U13E1, SEC File No. 27074, OMB Control No. 3235 0162.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-17
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, 450 Fifth Street, NW., Washington, DC 20549.
Extension
Rule 83, SEC File No. 27082, OMB Control No. 32350181.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et. seq.), the
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-17
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension
Rule 206(3)2, SEC File No. 270216, OMB Control No. 32350243.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-17
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension
Industry Guides Notice of Exempt Preliminary RollUp Communication.
OMB Control Nos. 32350069 and 32350452; SEC File Nos. 270069 and 270396.
Notice is hereby given that pursuant to the
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-17
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, DC 205490004.
Extension
Rule 88 and Form U131, SEC File No. 27080, OMB Control No. 3235 0182.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-17
December 10, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 29, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-17
December 8, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 15, 2003, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
[[Page 70329]]
change as
NOTICES: Mindspeed Technologies, Inc.,
Published: 2003-12-17
December 11, 2003.
Mindspeed Technologies, Inc., a Delaware corporation (``Issuer''),
has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'')\1\ and Rule 12d22(d) thereunder,\2\ to withdraw
its Common Stock, $.01 par value, and the
NOTICES: Southern Banc Co., Inc.,
Published: 2003-12-17
December 11, 2003.
The Southern Banc Company, Inc., a Delaware corporation
(``Issuer''), has filed an application with the Securities and Exchange
Commission (``Commission''), pursuant to section 12(d) of the
Securities Exchange Act of 1934 (``Act'')\1\ and Rule 12d22(d)
thereunder,\2\ to withdraw its Common Stock, $.01 par value
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-16
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, 450 Fifth Street, NW., Washington, DC 20549.
Extension:
Rules 8b1 to 8b32; SEC File No. 270135; OMB Control No. 3235 0176.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et
NOTICES: American Stock Exchange LLC,
Published: 2003-12-16
December 10, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2003, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission the
proposed rule change as described in items I and II
NOTICES: Depository Trust Co.,
Published: 2003-12-16
December 5 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on December 11, 2002, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II and III below, which items have been
