NOTICES: International Securities Exchange, Inc.,
Published: 2003-12-16
December 8, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 20, 2003, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-16
December 9, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 2, 2003, the National Association of Securities Dealers, Inc.
(``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-16
December 5, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 70067]]
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 15, 2003, the National Association of Securities Dealers, Inc.
(``NASD'') filed with the Securities and Exchange Commission
(``Commission''), the proposed rule change
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-16
December 8, 2003.
I. Introduction
On July 23, 2003, the Pacific Exchange, Inc. (``PCX'') filed with
the Securities and Exchange Commission (``Commission''), pursuant to
section 19(b)(1) of the Securities Exchange Act of 1934 \1\ and Rule
19b4 thereunder,\2\ a proposed rule change to implement a new order
type, the ``CrossandPost Order,'' for
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-16
December 5, 2003.
I. Introduction
On September 5, 2003, the Pacific Exchange, Inc. (``PCX'') filed
with the Securities and Exchange Commission (``Commission''), pursuant
to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')
\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to offer an
identity order feature to its Equities
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-16
December 4, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 17, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Bexil Corp.,
Published: 2003-12-16
Summary of Application: Bexil Corporation requests an order declaring that it has ceased to be an investment company.
Applicant: Bexil Corporation.
Filing Dates: The application was filed on April 8, 2002, and amended on December 5, 2003.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the
NOTICES: National Association of Securities Dealers, Inc., et al.,
Published: 2003-12-15
December 4, 2003.
I. Introduction and Description
On August 8, 2003, the Cincinnati Stock Exchange, Inc. (``CSE'') on
behalf of itself and the National Association of Securities Dealers,
Inc. (``NASD''), the American Stock Exchange LLC (``Amex''), the Boston
Stock Exchange, Inc. (``BSE''), the Chicago Stock Exchange, Inc.
(``CHX''), the Pacific
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-15
December 8, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 26, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-15
December 4, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 25, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-15
December 5, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 3, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: National Stock Exchange,
Published: 2003-12-15
December 8, 2003
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 3, 2003, National Stock Exchange (``Exchange'')\3\ filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I and II
NOTICES: New York Stock Exchange, Inc.,
Published: 2003-12-15
December 4, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of
1934, (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby
given that on November 25, 2003 the New York Stock Exchange, Inc.
(``NYSE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-15
December 4, 2003.
I. Introduction
On June 2, 2003, the Pacific Exchange, Inc. (``PCX'') filed with
the Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b4 thereunder,\2\ a proposed rule change to establish a
Closing Auction and create MarketonClose
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-15
December 5, 2003.
I. Introduction
On September 29, 2003, the Philadelphia Stock Exchange, Inc.
(``PHLX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposal to list and trade
NOTICES: Meetings; Sunshine Act,
Published: 2003-12-12
Federal Register Citation of Previous Announcement: [68 FR 68126, December 5, 2003].
Status: Closed Meeting.
Place: 450 Fifth Street, NW., Washington, DC.
Announcement of Additional Meeting: Additional Meeting.
A Closed Meeting will be held on Thursday, December 11, 2003 at 3 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to
NOTICES: Meetings; Sunshine Act,
Published: 2003-12-12
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold the following meetings during the week of December 15, 2003:
A Closed Meeting will be held on Tuesday, December 16, 2003 at 2
p.m., and an Open Meeting will be held on Wednesday,
NOTICES: Public Utility Holding Company Act of 1935 filings,
Published: 2003-12-11
December 5, 2003.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the
proposed transaction(s) summarized below. The
NOTICES: American Stock Exchange LLC,
Published: 2003-12-11
December 3, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 19, 2003, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: American Stock Exchange LLC,
Published: 2003-12-11
December 5, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 25, 2003, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2003-12-11
December 4, 2003.
I. Introduction
On October 20, 2003, the Chicago Board Options Exchange, Inc.
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to adopt
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2003-12-11
December 3, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 1, 2003, the Chicago Stock Exchange, Incorporated (``CHX''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-11
December 4, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 25, 2003, the National Association of Securities
Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock
Market, Inc. (``Nasdaq''), filed with the Securities and
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-11
December 4, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 1, 2003, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its subsidiary, the Nasdaq
Stock Market, Inc. (``Nasdaq''), filed with the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-11
December 4, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 1, 2003, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its subsidiary, the Nasdaq
Stock Market, Inc. (``Nasdaq''), filed with the
