Agency: Securities and Exchange Commission
Pages: 1
[FR Doc E4-3408] 1.
November 23, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 19, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission the proposed rule change as described in items I and III
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3405] 2.
November 24, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 22, 2004, the Boston Stock Exchange, Inc., (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3401] 3.
November 24, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 29, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3403] 4.
November 24, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 29, 2004, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3406] 5.
November 23, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 10, 2004, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3407] 6.
November 23, 2004.
On April 23, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend its rules to clarify
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 04-26460] 7.
November 22, 2004.
I. Introduction
On June 19, 2003, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its whollyowned subsidiary, NASD Dispute Resolution, Inc. (``NASD Dispute
Resolution''), filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3402] 8.
November 24, 2004.
On August 19, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to adopt new NYSE Rule 416A (``Member and
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3409] 9.
November 23, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\, and Rule 19b4 thereunder,\2\ notice is hereby given that on October 7, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3410] 10.
November 23, 2004
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3411] 11.
November 23, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 29, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E4-3412] 12.
November 23, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 3, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') submitted to the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule
Published: 2004-12-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Pages: 1