NOTICES: Short sale price provisions; suspension of operation for designated securities and time periods,
Published: 2004-12-06
November 29, 2004.
On July 28, 2004, we issued an order (``Pilot Order'') establishing
a one year Pilot (``Pilot'') suspending the provisions of Rule 10a1(a)
under the Securities Exchange Act of 1934 (the ``Act'') \1\ and any
short sale price test of any exchange or national securities
association for short sales \2\ of certain securities.\3\
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2004-12-06
November 30, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 24, 2004, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``SEC'' or ``Commission'') the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2004-12-06
November 29, 2004.
On October 12, 2004, the National Association of Securities Dealers, Inc.
[[Page 70486]]
(``NASD'') submitted to the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend its Rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2004-12-06
November 29, 2004.
I. Introduction
On October 1, 2004, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and Exchange Commission
(``Commission'') pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule
NOTICES: Pacific Exchange, Inc.,
Published: 2004-12-06
November 29, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 18, 2004, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: Pacific Exchange, Inc.,
Published: 2004-12-06
November 30, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 22, 2004, the Pacific Exchange, Inc., (``PCX'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2004-12-06
November 29, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 8, 2004, the Philadelphia Stock Exchange (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2004-12-06
November 29, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on November 3, 2004, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
