NOTICES: Man-Glenwood Lexington, LLC, et al.,
Published: 2004-12-09
Applicants: ManGlenwood Lexington, LLC (``Lexington''), ManGlenwood
Lexington TEI, LLC (``TEI,'' together with Lexington, the ``Funds''),
ManGlenwood Lexington Associates Portfolio, LLC (``Portfolio
Company''), Glenwood Capital Investments, L.L.C. (the ``Adviser''), and Man Investments Inc. (the ``Distributor'').
Summary of Application: Applicants
NOTICES: Consolidated Options Last Sale Reports and Quotation Information; Reporting Plan; amendments,
Published: 2004-12-09
December 2, 2004.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given
that on October 19, 2004, the Options Price Reporting Authority
(``OPRA'')\3\ submitted to the Securities and Exchange Commission
(``Commission'') an amendment to the Plan for Reporting of
NOTICES: Professional subscribers fees; Basic Service; amendment,
Published: 2004-12-09
December 3, 2004.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given
that on October 14, 2004, the Options Price Reporting Authority
(``OPRA'') \3\ submitted to the Securities and Exchange Commission
(``Commission'') an amendment to the Plan for Reporting of
NOTICES: Audit of internal control over financial reporting performed in conjunction with audit of financial statements; proposed rules filed,
Published: 2004-12-09
December 3, 2004.
Pursuant to Section 107(b) of the SarbanesOxley Act of 2002 (the
``Act''), notice is hereby given that on December 1, 2004, the Public
Company Accounting Oversight Board (the ``Board'' or the ``PCAOB'')
filed with the Securities and Exchange Commission (the ``Commission'')
the proposed rule, described in Items I and II below,
NOTICES: Intermarket Trading System; exchange-traded funds transactions; de minimis exemption,
Published: 2004-12-09
December 3, 2004.
This order extends, for an additional ninemonth period, a de
minimis exemption to the provisions of the Intermarket Trading System
Plan (``ITS Plan''),\1\ a national market system plan,\2\ governing
intermarket tradethroughs. The de minimis exemption was originally
issued by the Commission on August 28, 2002 \3\ and extended
NOTICES: American Stock Exchange LLC,
Published: 2004-12-09
December 3, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of
1934, as amended (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is
hereby given that on May 24, 2004, the American Stock Exchange LLC
(``Amex'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2004-12-09
December 3, 2004.
On May 5, 2003, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') a proposed rule change pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and
Rule 19b4 thereunder,\2\ to amend CBOE Rule 6.24
NOTICES: Fixed Income Clearing Corporation,
Published: 2004-12-09
December 3, 2004.
I. Introduction
On August 12, 2004, the Fixed Income Clearing Corporation
(``FICC'') filed with the Securities and Exchange Commission
(``Commission'') proposed rule change File No. SRFICC200416 [[Page 71457]]
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'').\1\ Notice of the proposed rule change
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2004-12-09
December 2, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 2, 2004, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
