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Agency: Securities and Exchange Commission

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1. Advisory Committee on Smaller Public Companies

NOTICES: Smaller Public Companies Advisory Committee,

The Chairman of the Securities and Exchange Commission (``Commission''), with the concurrence of the other Commissioners, intends to establish the Securities and Exchange Commission Advisory Committee on Smaller Public Companies to assist the Commission in evaluating the current securities regulatory system relating to disclosure, financial
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2. Joint Industry Plan; Solicitation of Comments and Order Granting Summary Effectiveness To Request To Extend the

NOTICES: Pacific Exchange, Inc., et al.,

December 14, 2004.

I. Introduction and Description

On December 14, 2004, the Pacific Exchange, Inc. (``PCX'') on behalf of itself and the National Association of Securities Dealers, Inc. (``NASD''), the American Stock Exchange LLC (``Amex''), the Boston Stock Exchange, Inc. (``BSE''), the Chicago Stock Exchange, Inc. (``CHX''), the Cincinnati

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3. Filing Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

NOTICES: Public Utility Holding Company Act of 1935 filings,

December 14, 2004.

Notice is hereby given that the following filing(s) has/have been made with the Commission under provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The application(s)

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4. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange LLC,

December 13, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2004, the American Stock Exchange
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(``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

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5. Self-Regulatory Organization; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by

NOTICES: American Stock Exchange LLC,

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

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6. Self-Regulatory Organizations; Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the

NOTICES: Chicago Board Options Exchange, Inc.,

December 14, 2004.

On July 29, 2004, the Chicago Board Options Exchange, Inc (``CBOE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend its rules regarding limitations on Designated

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7. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1

NOTICES: National Association of Securities Dealers, Inc.,

December 15, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 4, 2004, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and

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8. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed

NOTICES: National Association of Securities Dealers, Inc.,

December 14, 2004.

On September 1, 2004, the National Association of Securities Dealers, Inc., (``NASD'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend NASD Rule 9522 (``Initiation

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