NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2004-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See letter from Richard Lewandowski, Vice President,
Division of Regulatory Services, CBOE, to Michael A. Macchiaroli,
Associate Director, Division of Market Regulation (``Division''),
Commission, dated April 1, 2004
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2004-12-27
I. Introduction
On February 10, 2004, the National Association of Securities
Dealers, Inc. (``NASD'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change relating to investment company
NOTICES: New York Stock Exchange, Inc.,
Published: 2004-12-27
[[Page 77288]]
Amendment No. 2 for the purpose of eliminating inconsistencies between
the proposed NYSE and CBOE rules,\7\ and to incorporate certain
substantive amendments requested by Commission staff. The Commission is
publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons.
\1\ 15 U.S.C.
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2004-12-27
[[Page 77296]]
Commission (``Commission'') the proposed rule change as described in
Items I, II, and III, below, which Items have been prepared by Phlx.
The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.194.
I. SelfRegulatory Organization's
