RSS Feed RSS Feed

Agency: Securities and Exchange Commission

Browse: Departments   Dates   Agencies  

The Federal Register
2000200120022003200420052006200720082009

Pages: 12345>»

26. Merrill Lynch Life Insurance Group, et al. Notice of Application

NOTICES: Merrill Lynch Life Insurance Group, et al.,

Applicants: Merrill Lynch Life Insurance Company (``MLLIC''), Merrill Lynch Life Variable Annuity Separate Account A (``Account A''), Merrill Lynch Variable Annuity Separate Account C (``Account C''), Merrill Lynch Variable Annuity Separate Account D (``Account D''), ML Life Insurance Company of New York (``MLNY''), ML of New York Variable

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

27. In the Matter of Artec, Inc.; Order of Suspension of Trading

NOTICES: Suspension of trading—; Artec, Inc.,

December 23, 2004.

It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Artec, Inc. (``ATKJ'') because of questions regarding the accuracy of assertions by ATKJ and others, on ATKJ's Web site, in ATKJ's press releases, and in public statements to investors

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

28. Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval

NOTICES: American Stock Exchange LLC,

December 20, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 22, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

29. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos.

NOTICES: Chicago Board Options Exchange, Inc.,

December 17, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2004, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

30. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock

NOTICES: Chicago Stock Exchange, Inc.,

December 20, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2004, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

31. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the

NOTICES: Depository Trust Co.,

December 20, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on November 15, 2004, the Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in items I, II, and III below, which items have been

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

32. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the

NOTICES: New York Stock Exchange, Inc. and National Association of Securities Dealers, Inc.,

December 20, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 10, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') Amendment No. 1 to

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

33. December 20, 2004. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4

NOTICES: Chicago Board Options Exchange, Inc.,

--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See letter from Richard Lewandowski, Vice President, Division of Regulatory Services, CBOE, to Michael A. Macchiaroli, Associate Director, Division of Market Regulation (``Division''), Commission, dated April 1, 2004
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

34. December 20, 2004.

NOTICES: National Association of Securities Dealers, Inc.,

I. Introduction

On February 10, 2004, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to investment company

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

35. December 20, 2004. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4

NOTICES: New York Stock Exchange, Inc.,

[[Page 77288]]
Amendment No. 2 for the purpose of eliminating inconsistencies between the proposed NYSE and CBOE rules,\7\ and to incorporate certain substantive amendments requested by Commission staff. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons.
\1\ 15 U.S.C.
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

36. December 17, 2004. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\, and Rule 19b-4

NOTICES: Philadelphia Stock Exchange, Inc.,

[[Page 77296]]
Commission (``Commission'') the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by Phlx. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.194.
I. SelfRegulatory Organization's
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

37. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

NOTICES: Public Utility Holding Company Act of 1935 filings,

December 17, 2004.

Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

38. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by American Stock Exchange LLC Relating to the

NOTICES: American Stock Exchange LLC,

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 9, 2003, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

39. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American

NOTICES: American Stock Exchange LLC,

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 23, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

40. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board

NOTICES: Chicago Board Options Exchange, Inc.,

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 18, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

41. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated

NOTICES: Chicago Stock Exchange, Inc.,

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice hereby is given that on February 11, 2004, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

42. Self Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and

NOTICES: New York Stock Exchange, Inc.,

December 13, 2004.

On September 17, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to establish a fee of $500 per month for

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

43. Self-Regulatory Organizations; Notice of Withdrawal of Proposed Rule Change by the Pacific Exchange, Incorporated

NOTICES: Pacific Exchange, Inc.,

December 14, 2004.

On August 9, 2002, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ to adopt new rules relating to the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

44. Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1 and

NOTICES: Pacific Exchange, Inc.,

December 16, 2004.

On July 1, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its whollyowned subsidiary PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

45. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the

NOTICES: Pacific Exchange, Inc.,

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

46. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the

NOTICES: Philadelphia Stock Exchange, Inc.,

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 7, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

47. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To

NOTICES: Philadelphia Stock Exchange, Inc.,

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

48. Sunshine Act Meeting

NOTICES: Meetings; Sunshine Act,

Federal Register Citation of Previous Announcement: [69 FR 75360, December 16, 2004].
Status: Open meeting.
Place: 450 Fifth Street, NW., Washington, DC.

Announcement of Additional Meeting: Additional meeting.

An Open Meeting will be held on Wednesday, December 22, 2004 at 10 a.m. in Room 1C30, the William O. Douglas Room.

Commissioner

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

49. Advisory Committee on Smaller Public Companies

NOTICES: Smaller Public Companies Advisory Committee,

The Chairman of the Securities and Exchange Commission (``Commission''), with the concurrence of the other Commissioners, intends to establish the Securities and Exchange Commission Advisory Committee on Smaller Public Companies to assist the Commission in evaluating the current securities regulatory system relating to disclosure, financial
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

50. Joint Industry Plan; Solicitation of Comments and Order Granting Summary Effectiveness To Request To Extend the

NOTICES: Pacific Exchange, Inc., et al.,

December 14, 2004.

I. Introduction and Description

On December 14, 2004, the Pacific Exchange, Inc. (``PCX'') on behalf of itself and the National Association of Securities Dealers, Inc. (``NASD''), the American Stock Exchange LLC (``Amex''), the Boston Stock Exchange, Inc. (``BSE''), the Chicago Stock Exchange, Inc. (``CHX''), the Cincinnati

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

©2004,2005,2006 theFederalRegister.com