Agency: Securities and Exchange Commission

Years: 200020012002200320042005200620072008200920102011201220132014

Pages: 12345>»

[FR Doc 04-28473] 26. In the Matter of Artec, Inc.; Order of Suspension of Trading

December 23, 2004.

It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Artec, Inc. (``ATKJ'') because of questions regarding the accuracy of assertions by ATKJ and others, on ATKJ's Web site, in ATKJ's press releases, and in public statements to investors

Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3831] 27.

December 20, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 22, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28276] 28.

December 17, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2004, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28275] 29.

December 20, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2004, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3827] 30.

December 20, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on November 15, 2004, the Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in items I, II, and III below, which items have been

Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28274] 31.

December 20, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 10, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') Amendment No. 1 to

Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28273] 32. Merrill Lynch Life Insurance Group, et al. Notice of Application

Applicants: Merrill Lynch Life Insurance Company (``MLLIC''), Merrill Lynch Life Variable Annuity Separate Account A (``Account A''), Merrill Lynch Variable Annuity Separate Account C (``Account C''), Merrill Lynch Variable Annuity Separate Account D (``Account D''), ML Life Insurance Company of New York (``MLNY''), ML of New York Variable

Published: 2004-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28184] 33.December 20, 2004. Pursuant to Section 19(b)(1) of the Securities Exchange

--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See letter from Richard Lewandowski, Vice President, Division of Regulatory Services, CBOE, to Michael A. Macchiaroli, Associate Director, Division of Market Regulation (``Division''), Commission, dated April 1, 2004

Published: 2004-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3806] 34.December 20, 2004.

I. Introduction

On February 10, 2004, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to investment company

Published: 2004-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28183] 35.December 20, 2004. Pursuant to Section 19(b)(1) of the Securities Exchange

[[Page 77288]]
Amendment No. 2 for the purpose of eliminating inconsistencies between the proposed NYSE and CBOE rules,\7\ and to incorporate certain substantive amendments requested by Commission staff. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons.
\1\ 15 U.S.C.

Published: 2004-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28149] 36.December 17, 2004. Pursuant to Section 19(b)(1) of the Securities Exchange

[[Page 77296]]
Commission (``Commission'') the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by Phlx. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.194.
I. SelfRegulatory Organization's

Published: 2004-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-28053] 37. Sunshine Act Meeting

Federal Register Citation of Previous Announcement: [69 FR 75360, December 16, 2004].
Status: Open meeting.
Place: 450 Fifth Street, NW., Washington, DC.

Announcement of Additional Meeting: Additional meeting.

An Open Meeting will be held on Wednesday, December 22, 2004 at 10 a.m. in Room 1C30, the William O. Douglas Room.

Commissioner

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27998] 38.

December 17, 2004.

Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27969] 39.

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 9, 2003, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27970] 40.

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 23, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27968] 41.

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 18, 2004, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27943] 42.

December 16, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice hereby is given that on February 11, 2004, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27937] 43.

December 13, 2004.

On September 17, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to establish a fee of $500 per month for

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27936] 44.

December 14, 2004.

On August 9, 2002, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ to adopt new rules relating to the

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27940] 45.Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving a

December 16, 2004.

On July 1, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its whollyowned subsidiary PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27941] 46.

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27938] 47.

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 7, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27939] 48.

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2004-12-22 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27836] 49.

December 14, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2004-12-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27863] 50.

December 14, 2004.

On July 29, 2004, the Chicago Board Options Exchange, Inc (``CBOE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend its rules regarding limitations on Designated

Published: 2004-12-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 200020012002200320042005200620072008200920102011201220132014

Pages: 12345>»