76. AIG Annuity Life Insurance Company, et al.; Temporary Order and Notice of Application
NOTICES: AIG Annuity Life Insurance Co., et al.,
December 8, 2004.
77. Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed
NOTICES: American Stock Exchange LLC,
December 7, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 1, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
78. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by
NOTICES: American Stock Exchange LLC,
December 7, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder, \2\ notice is hereby given that on October 4, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as
79. Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No.
NOTICES: Boston Stock Exchange, Inc.,
December 7, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2004, the Boston Stock Exchange,
[[Page 74549]]
Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
80. Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and
NOTICES: International Securities Exchange, Inc.,
December 7, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 30, 2004, the International Securities Exchange, Inc. (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
81. Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change To Create
NOTICES: Municipal Securities Rulemaking Board,
December 8, 2004.
On October 26, 2004, the Municipal Securities Rulemaking Board (``MSRB'' or ``Board''), filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to create the RealTime
82. Self Regulatory Organizations, Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National
NOTICES: National Association of Securities Dealers, Inc.,
December 8, 2004.
Pursuant to Section 19(b)(3) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2004, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change
83. Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1
NOTICES: Pacific Exchange, Inc.,
December 7, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 20, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its wholly owned subsidiary PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange
84. Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule
NOTICES: Pacific Exchange, Inc.,
December 7, 2004
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 28, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I,
85. Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To
NOTICES: National Securities Clearing Corp.,
December 6, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on November 10, 2003, the National Securities Clearing Corporation (``NSCC'') filed with the Securities and Exchange Commission (``Commission'') and on November 29, 2004, amended the proposed rule change described in
86. Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the New York
NOTICES: New York Stock Exchange, Inc.,
December 7, 2004.
I. Introduction
On February 9, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend its rules regarding
87. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the
NOTICES: Pacific Exchange, Inc.,
December 6, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 15, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its wholly owned subsidiary PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange
88. Issuer Delisting; Notice of Application of Nordic American Tanker Shipping Limited To Withdraw Its Common Stock, $.01
NOTICES: Nordic American Tanker Shipping Ltd.,
December 7, 2004.
On November 12, 2004, Nordic American Tanker Shipping Limited, a Bermuda organization (``Issuer''), filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its common stock,
89. Issuer Delisting; Notice of Application of Nasdaq-100 Trust, Series I To Withdraw Its Units of Beneficial Interest in
NOTICES: Nasdaq-100 Trust, Series I,
December 7, 2004.
On December 1, 2004, Nasdaq100 Trust, Series I, a New York Trust (``Issuer''), filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its units of beneficial interest in the
90. Issuer Delisting; Notice of Application of Schuff International, Inc. To Withdraw Its Common Stock, $.001 par Value,
NOTICES: Schuff International, Inc.,
December 7, 2004.
On November 18, 2004, Schuff International, Inc., a Delaware corporation (``Issuer'') filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its common stock, $.001 par value
91. Submission for OMB Review; Comment Request
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension:
Rule 54; SEC File No. 270376; OMB Control No. 32350427.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
92. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the
NOTICES: American Stock Exchange LLC,
December 6, 2004.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 20, 2004 the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
93. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee
NOTICES: Fixed Income Clearing Corp.,
December 7, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on November 9, 2004, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in Items I, II, and III below, which items
94. Sunshine Act Meetings
NOTICES: Meetings; Sunshine Act,
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94409, that the Securities and Exchange Commission will hold the following meetings during the week of December 13, 2004:
A closed meeting will be held on Tuesday, December 14, 2004 at 2 p.m. and an Open meeting will be held on Wednesday,
95. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Stock Exchange To Eliminate the
NOTICES: National Stock Exchange,
December 6, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 21, 2004, National Stock Exchange (``NSX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in items I,
96. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and
NOTICES: Philadelphia Stock Exchange, Inc.,
December 3, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\, and Rule 19b4 \2\ thereunder, notice is hereby given that on August 16, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
97. Man-Glenwood Lexington, LLC, et al., Notice of Application
NOTICES: Man-Glenwood Lexington, LLC, et al.,
Applicants: ManGlenwood Lexington, LLC (``Lexington''), ManGlenwood
Lexington TEI, LLC (``TEI,'' together with Lexington, the ``Funds''),
ManGlenwood Lexington Associates Portfolio, LLC (``Portfolio
Company''), Glenwood Capital Investments, L.L.C. (the ``Adviser''), and Man Investments Inc. (the ``Distributor'').
Summary of Application: Applicants
Summary of Application: Applicants
98. Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated
NOTICES: Consolidated Options Last Sale Reports and Quotation Information; Reporting Plan; amendments,
December 2, 2004.
Pursuant to Section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given that on October 19, 2004, the Options Price Reporting Authority (``OPRA'')\3\ submitted to the Securities and Exchange Commission (``Commission'') an amendment to the Plan for Reporting of
99. Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Amendment to OPRA Plan To Revise
NOTICES: Professional subscribers fees; Basic Service; amendment,
December 3, 2004.
Pursuant to Section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given that on October 14, 2004, the Options Price Reporting Authority (``OPRA'') \3\ submitted to the Securities and Exchange Commission (``Commission'') an amendment to the Plan for Reporting of
100. Public Company Accounting Oversight Board; Notice of Filing and Order Granting Accelerated Approval of Proposed
NOTICES: Audit of internal control over financial reporting performed in conjunction with audit of financial statements; proposed rules filed,
December 3, 2004.
Pursuant to Section 107(b) of the SarbanesOxley Act of 2002 (the ``Act''), notice is hereby given that on December 1, 2004, the Public Company Accounting Oversight Board (the ``Board'' or the ``PCAOB'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule, described in Items I and II below,
Common CFR Searches
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 47 CFR Part 73 26 CFR Part 1 50 CFR Part 679 40 CFR Part 180 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 6 CFR Part 5 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 271 40 CFR Part 300 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 39 CFR Part 3020 50 CFR Part 229 44 CFR Part 64 49 CFR Part 571