Agency: Securities and Exchange Commission

Years: 200020012002200320042005200620072008200920102011201220132014

Pages: «23456>»

[FR Doc E4-3612] 76.

December 7, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2004, the Boston Stock Exchange,
[[Page 74549]]
Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3611] 77.

December 7, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 30, 2004, the International Securities Exchange, Inc. (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3635] 78.

December 8, 2004.

On October 26, 2004, the Municipal Securities Rulemaking Board (``MSRB'' or ``Board''), filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to create the RealTime

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3636] 79.

December 8, 2004.

Pursuant to Section 19(b)(3) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2004, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3633] 80.

December 7, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 20, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its wholly owned subsidiary PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3634] 81.

December 7, 2004

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 28, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I,

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27311] 82.

December 8, 2004.

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3610] 83.

December 7, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 1, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27312] 84.

December 7, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder, \2\ notice is hereby given that on October 4, 2004, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

Published: 2004-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3603] 85. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.

Extension:

Rule 54; SEC File No. 270376; OMB Control No. 32350427.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27253] 86.

December 6, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 20, 2004 the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3609] 87.

December 7, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on November 9, 2004, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in Items I, II, and III below, which items

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3604] 88.

December 6, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on November 10, 2003, the National Securities Clearing Corporation (``NSCC'') filed with the Securities and Exchange Commission (``Commission'') and on November 29, 2004, amended the proposed rule change described in

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3608] 89.

December 7, 2004.

I. Introduction

On February 9, 2004, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend its rules regarding

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27252] 90.

December 6, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 15, 2004, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its wholly owned subsidiary PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3607] 91.

December 7, 2004.

On November 12, 2004, Nordic American Tanker Shipping Limited, a Bermuda organization (``Issuer''), filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its common stock,

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3606] 92.

December 7, 2004.

On December 1, 2004, Nasdaq100 Trust, Series I, a New York Trust (``Issuer''), filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its units of beneficial interest in the

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3605] 93.

December 7, 2004.

On November 18, 2004, Schuff International, Inc., a Delaware corporation (``Issuer'') filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its common stock, $.001 par value

Published: 2004-12-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 04-27251] 94. Sunshine Act Meetings

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94409, that the Securities and Exchange Commission will hold the following meetings during the week of December 13, 2004:

A closed meeting will be held on Tuesday, December 14, 2004 at 2 p.m. and an Open meeting will be held on Wednesday,

Published: 2004-12-10 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3598] 95.

December 6, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 21, 2004, National Stock Exchange (``NSX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in items I,

Published: 2004-12-10 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3594] 96.

December 3, 2004.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\, and Rule 19b4 \2\ thereunder, notice is hereby given that on August 16, 2004, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2004-12-10 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3577] 97.

December 2, 2004.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 2, 2004, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and

Published: 2004-12-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3570] 98. Man-Glenwood Lexington, LLC, et al., Notice of Application

Applicants: ManGlenwood Lexington, LLC (``Lexington''), ManGlenwood Lexington TEI, LLC (``TEI,'' together with Lexington, the ``Funds''), ManGlenwood Lexington Associates Portfolio, LLC (``Portfolio Company''), Glenwood Capital Investments, L.L.C. (the ``Adviser''), and Man Investments Inc. (the ``Distributor'').
Summary of Application: Applicants

Published: 2004-12-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3576] 99.

December 2, 2004.

Pursuant to Section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given that on October 19, 2004, the Options Price Reporting Authority (``OPRA'')\3\ submitted to the Securities and Exchange Commission (``Commission'') an amendment to the Plan for Reporting of

Published: 2004-12-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E4-3575] 100.

December 3, 2004.

Pursuant to Section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given that on October 14, 2004, the Options Price Reporting Authority (``OPRA'') \3\ submitted to the Securities and Exchange Commission (``Commission'') an amendment to the Plan for Reporting of

Published: 2004-12-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 200020012002200320042005200620072008200920102011201220132014

Pages: «23456>»