NOTICES: Riverton Management, Inc.,
Published: 2005-12-15
Applicant: Riverton Management, Inc. (``Applicant'').
Relevant Advisers Act Sections: Exemption requested under section 202(a)(11)(F) from section 202(a)(11).
Summary of Application: Applicant requests that the SEC issue an order
declaring it and its employees acting within the scope of their
employment to be persons not within the intent of section
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-15
Federal Register Citation of Previous Announcement: [70 FR 72318, December 2, 2005].
Status: Closed meeting.
Place: 100 F Street, NE., Washington, DC.
Announcement of Additional Meeting: Additional meeting.
An additional closed meeting has been scheduled for Tuesday, December 13, 2005 at 11:45 a.m.
Commissioners and certain staff members who
NOTICES: American Stock Exchange LLC,
Published: 2005-12-15
December 7, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 21, 2005, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: American Stock Exchange LLC,
Published: 2005-12-15
December 7, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 21, 2005, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Boston Stock Exchange, Inc.,
Published: 2005-12-15
December 8, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 30, 2005, the Boston Stock Exchange, Inc. (``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I and
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-15
December 8, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 27, 2005, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-15
December 6, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 17, 2005, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-12-15
December 7, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 30, 2005, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Pacific Exchange, Inc.,
Published: 2005-12-15
December 8, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 22, 2005, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: Pacific Exchange, Inc.,
Published: 2005-12-15
December 7, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on June 27, 2005, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'' or
``SEC'') the proposed rule change as described in
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2005-12-15
December 7, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on December 5, 2005, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: Rockwell Automation, Inc.,
Published: 2005-12-15
December 8, 2005.
On December 1, 2005, Rockwell Automation, Inc., a Delaware
corporation (``Issuer''), filed an application with the Securities and
Exchange Commission (``Commission''), pursuant to section 12(d) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d)
thereunder,\2\ to withdraw its common stock, $1.00 par value
