NOTICES: American Stock Exchange LLC,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ 17 CFR 240.19b4(f)(6).
\5\ The Amex has asked the Commission to waive the fiveday pre
filing notice requirement and the 30day operative delay. See Rule
19b4(f)(6)(iii), 17 CFR
NOTICES: Depository Trust Co.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78s(b)(3)(A)(iii).
\3\ 17 CFR 240.19b4(f)(4).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The proposed rule allows DTC to discontinue the Domestic Tax
Reporting Service
NOTICES: International Securities Exchange, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ In Amendment No. 1, ISE explained further its basis for the
proposed flat execution fee and its reason for eliminating the
Facilitation Mechanism fee. Amendment No. 1 also corrected several
minor errors. For purposes
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A)(i).
\4\ 17 CFR 240.19b4(f)(1).
I. SelfRegulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change
NASD is proposing to amend NASD IM10002 to (1) clarify
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A)(ii).
\4\ 17 CFR 240.19b4(f)(2).
I. SelfRegulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change
NASD is proposing to amend Section 4 of Schedule A to
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ In Amendment No. 1, Nasdaq made nonsubstantive changes to the text of the proposed rule change.
\4\ 15 U.S.C. 78s(b)(3)(A).
\5\ 17 CFR 240.19b4(f)(2).
I. SelfRegulatory Organization's Statement of the Terms of
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
NASD is proposing to amend NASD IM10002 to toll the twoyear
expiration provisions for qualification examination requirements
NOTICES: National Securities Clearing Corp.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The purpose of this proposed rule change is to modify NSCC's Rules
with regard to CNS BuyIns in an effort to harmonize the buyin rules
of the
NOTICES: Options Clearing Corp.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The purpose of the proposed rule change is to reflect the
implementation of a new risk management methodology that OCC would use
to determine the
NOTICES: Options Clearing Corp.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78s(b)(3)(A)(i).
\3\ 17 CFR 240.19b4(f)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The proposed rule change would make a technical change to Rule 604(b)(4).
II.
