NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-28
December 20, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on June 6, 2005, the National Association of Securities Dealers, Inc.
(``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and Exchange
NOTICES: Pacific Exchange, Inc.,
Published: 2005-12-28
December 20, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 14, 2005, the Pacific Exchange, Inc. (``PCX'' or
``Exchange''), filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ 17 CFR 240.19b4(f)(6).
\5\ The Amex has asked the Commission to waive the fiveday pre
filing notice requirement and the 30day operative delay. See Rule
19b4(f)(6)(iii), 17 CFR
NOTICES: Depository Trust Co.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78s(b)(3)(A)(iii).
\3\ 17 CFR 240.19b4(f)(4).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The proposed rule allows DTC to discontinue the Domestic Tax
Reporting Service
NOTICES: International Securities Exchange, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ In Amendment No. 1, ISE explained further its basis for the
proposed flat execution fee and its reason for eliminating the
Facilitation Mechanism fee. Amendment No. 1 also corrected several
minor errors. For purposes
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A)(i).
\4\ 17 CFR 240.19b4(f)(1).
I. SelfRegulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change
NASD is proposing to amend NASD IM10002 to (1) clarify
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ 15 U.S.C. 78s(b)(3)(A)(ii).
\4\ 17 CFR 240.19b4(f)(2).
I. SelfRegulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change
NASD is proposing to amend Section 4 of Schedule A to
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ In Amendment No. 1, Nasdaq made nonsubstantive changes to the text of the proposed rule change.
\4\ 15 U.S.C. 78s(b)(3)(A).
\5\ 17 CFR 240.19b4(f)(2).
I. SelfRegulatory Organization's Statement of the Terms of
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
NASD is proposing to amend NASD IM10002 to toll the twoyear
expiration provisions for qualification examination requirements
NOTICES: National Securities Clearing Corp.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The purpose of this proposed rule change is to modify NSCC's Rules
with regard to CNS BuyIns in an effort to harmonize the buyin rules
of the
NOTICES: Options Clearing Corp.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The purpose of the proposed rule change is to reflect the
implementation of a new risk management methodology that OCC would use
to determine the
NOTICES: Options Clearing Corp.,
Published: 2005-12-27
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78s(b)(3)(A)(i).
\3\ 17 CFR 240.19b4(f)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The proposed rule change would make a technical change to Rule 604(b)(4).
II.
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-23
Federal Register Citation of Previous Announcement:
[70 FR 74850, December 16, 2005].
Status: Closed Meeting.
Place: 100 F Street, NE., Washington, DC.
Announcement of Additional Meetings: Additional Meetings (Week of December 19, 2005).
Closed Meetings have been scheduled for Wednesday, December 21,
2005 at 9 a.m. and Thursday, December 22,
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-12-23
December 16, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2005, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-12-23
December 16, 2005.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Exchange Act''),\2\ and Rule 19b4 thereunder,\3\ notice is
hereby given that on May 26, 2005, the New York Stock Exchange, Inc.
(``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or
[[Page 76338]]
the
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-22
December 15, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 13, 2005, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-22
December 15, 2005.
Correction
FR Doc. E57338, issued on December 14, 2005,\1\ incorrectly
identified the exchange in the first sentence of the first paragraph of
Release No. 3452913. The corrected sentence reads as follows:
\1\ See Securities Exchange Act Release No. 52913 (December 7, 2005), 70 FR 74068.
``Pursuant to Section 19(b)(1)
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-22
December 15, 2005.
Correction
FR Doc. E57337, issued on December 14, 2005,\1\ incorrectly
identified the exchange in the first sentence of the first paragraph of
Release No. 3452914. The corrected sentence reads as follows:
\1\ See Securities Exchange Act Release No. 52914 (December 7, 2005), 70 FR 74067.
[[Page 76087]]
``Pursuant to
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-22
December 14, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2005, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2005-12-22
December 14, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 1, 2005, the Chicago Stock Exchange, Inc. (the ``CHX''
or the ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, Inc.,
Published: 2005-12-22
December 15, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2005, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: Municipal Securities Rulemaking Board,
Published: 2005-12-22
December 16, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2005, the Municipal Securities Rulemaking Board
(``MSRB'' or ``Board'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-12-22
December 15, 2005.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Exchange Act'' or ``Act''),\2\ and Rule 19b4 thereunder,\3\
notice is hereby given that on October 20, 2005, the New York Stock
Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2005-12-22
December 15, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 14, 2005, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-12-22
Upon Written Request, Copies Available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension:
Rule 12f1; SEC File No. 270139; OMB Control No. 32350128.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
