NOTICES: Depository Trust Co. et al.,
Published: 2005-12-14
December 7, 2005.
I. Introduction
On October 4, 2005, The Depository Trust Company (``DTC''), the
Fixed Income Clearing Corporation (``FICC''), and the National
Securities Clearing Corporation filed with the Securities and Exchange
Commission (``Commission'') proposed rule changes SRDTC200516, SR
FICC200519, and SRNSCC200514 pursuant to section
NOTICES: International Securities Exchange, Inc.,
Published: 2005-12-14
December 7, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 21, 2005, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-14
December 6, 2005.
On September 29, 2005, the National Association of Securities
Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock
Market, Inc. (``Nasdaq''), filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-12-14
December 7, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 30, 2005, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Pacific Exchange, Inc.,
Published: 2005-12-14
December 7, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 17, 2005, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Pacific Exchange, Inc.,
Published: 2005-12-14
December 7, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 23, 2005, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: Broker-dealers; financial statement requirements,
Published: 2005-12-13
December 7, 2005.
The Securities and Exchange Commission (``Commission'') is
extending its Order, originally issued on August 4, 2003,\1\ and
extended on July 14, 2004 (the ``2004 Order''),\2\ under section 17(e)
of the Securities Exchange Act of 1934 (``Exchange Act''), regarding
audits of financial statements of brokerdealers that are not
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-13
December 7, 2005.
I. Introduction
On November 1, 2004, the National Association of Securities
Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock
Market, Inc. (``Nasdaq''), filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule
NOTICES: Pacific Exchange, Inc.,
Published: 2005-12-13
December 6, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 26, 2005, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I,
NOTICES: Sony Corp.,
Published: 2005-12-13
December 7, 2005.
On December 1, 2005, Sony Corporation, a company incorporated in
Japan (``Issuer''), filed an application with the Securities and
Exchange Commission (``Commission''), pursuant to Section 12(d) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d)
thereunder,\2\ to withdraw its American Depositary Shares, each
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-12-12
December 5, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 23, 2005, the New York Stock Exchange, Inc. (``NYSE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-12-12
December 5, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2005, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Pacific Exchange, Inc.,
Published: 2005-12-12
December 2, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2005, the Pacific Exchange, Inc. (``PCX'' or
``Exchange''), through its whollyowned subsidiary PCX Equities, Inc.
(``PCXE''), submitted to the Securities and Exchange
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-12
Federal Register Citation of Previous Announcement: 70 FR 72866, December 7, 2005.
Status: Closed meeting.
Place: 100 F Street, NE., Washington, DC.
Announcement of Additional Meeting: Additional meeting.
A closed meeting has been scheduled for Thursday, December 15, 2005 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-12
Federal Register Citation of Previous Announcement: 70 FR 72318, December 2, 2005.
Status: Closed meeting.
Place: 100 F Street, NE., Washington, DC.
Announcement of Additional Meeting: Additional meeting.
An additional closed meeting has been scheduled for Thursday, December 8, 2005 at 11 a.m.
Commissioners and certain staff members who have
NOTICES: American Stock Exchange LLC,
Published: 2005-12-12
December 5, 2005.
I. Introduction
On June 17, 2005, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend Commentary .06 to Amex
NOTICES: American Stock Exchange LLC,
Published: 2005-12-12
December 2, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 18, 2005, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Boston Stock Exchange, Inc.,
Published: 2005-12-12
December 5, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 28, 2005, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-12
December 5, 2005.
I. Introduction
On May 13, 2005, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend CBOE
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-12
December 5, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on October 11, 2005, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or the ``Exchange'') filed with the Securities and Exchange Commission
[[Page 73493]]
(``Commission'')
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-12-12
December 5, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 4, 2005, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change
NOTICES: International Securities Exchange, Inc,
Published: 2005-12-12
December 5, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 21, 2005, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-12-12
December 6, 2005.
On August 19, 2005, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-12-09
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension: Rule 11a11(T); SEC File No. 270428; OMB Control No. 32350478.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-12-09
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension:
Rule 15Aj1. SEC File No. 27025. OMB Control No. 32350044.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
