NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-01-05
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20594.
Extension: Rule 11Aa32, SEC File No. 270439, OMB Control No. 3235 0500.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-01-05
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension: Regulation D and Form D; OMB Control No. 32350076; SEC File No. 27072.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-01-05
Upon written request, Copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
[[Page 930]]
Extensions:
Rule 701, OMB Control No. 32350522, SEC File No. 270306
Regulations 14D and 14E, OMB Control No. 32350102, SEC File No. 270114
Schedule 14D9
Notice is hereby given
NOTICES: General Securities, Inc., et al.,
Published: 2005-01-05
December 29, 2004.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
December, 2004. A copy of each application may be obtained for a fee at
the SEC's Public Reference Branch, 450 Fifth St., NW., Washington, DC
205490102 (tel. 2029428090). An order granting
NOTICES: American Stock Exchange LLC,
Published: 2005-01-05
December 28, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2004, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-01-05
December 27, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2004, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2005-01-04
December 27, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 22, 2004, the Chicago Stock Exchange, Incorporated
(``CHX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') a request for
NOTICES: International Securities Exchange, Inc.,
Published: 2005-01-04
December 27, 2004.
I. Introduction
On April 5, 2004, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposal to list and trade options based
NOTICES: New York Stock Exchange, Inc.,
Published: 2005-01-04
December 28, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on June 21, 2004, the New York Stock Exchange, Inc. (``NYSE'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed amendments to its
NOTICES: Bylaws amended and proposed rule filed,
Published: 2005-01-04
December 27, 2004.
Pursuant to section 107(b) of the SarbanesOxley Act of 2002 (the
``Act''), notice is hereby given that on March 18, 2004, the Public
Company Accounting Oversight Board (the ``Board'' or the ``PCAOB'')
filed with the Securities and Exchange Commission (the ``Commission'')
the proposed rule amendments described in Items I and
NOTICES: American Stock Exchange LLC,
Published: 2005-01-04
December 27, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 22, 2004, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Boston Stock Exchange, Inc.,
Published: 2005-01-03
December 23, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 17, 2004, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-01-03
December 22, 2004.
On January 16, 2004, the Chicago Board Options Exchange, Inc.
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC''), pursuant to section 19(b)(1) of
the Securities Exchange act of 1934 (``Act)'' \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend CBOE Rule 6.74,
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2005-01-03
December 23, 2004.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 20, 2004, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or the ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-01-03
December 23, 2004.
I. Introduction
On July 16, 2004 the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to reflect NASD's
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2005-01-03
December 15, 2004.
On October 29, 2004, the National Association of Securities
Dealers, Inc. (``NASD''), through its subsidiary. The Nasdaq Stock
Market, Inc. (``Nasdaq''), filed with the Securities and Exchange
Commission (``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
