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Agency: Securities and Exchange Commission

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1. Executive Compensation Disclosure

RULES: Executive and director compensation; disclosure requirements,

The Securities and Exchange Commission is adopting, as interim final rules, amendments to the disclosure requirements for executive and director compensation. The amendments to Item 402 of Regulations S K and SB revise Summary Compensation Table and Director Compensation Table disclosure with respect to stock awards and option awards to provide
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment

NOTICES: American Stock Exchange LLC,

December 21, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 16, 2006, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval

NOTICES: American Stock Exchange LLC,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 13, 2006, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: Boston Stock Exchange, Inc.,

December 21, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 14, 2006, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change

NOTICES: Chicago Board Options Exchange, Inc.,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 18, 2006, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No.

NOTICES: New York Stock Exchange LLC,

December 21, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 22, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change and Notice of filing

NOTICES: New York Stock Exchange LLC,

December 21, 2006.

I. Introduction

On November 3, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend NYSE Rule 300 to

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

8. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE

NOTICES: New York Stock Exchange LLC,

December 22, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 6, 2006, the New York Stock Exchange LLC (``Exchange'' or ``NYSE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

9. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Changes and Amendment No. 1

NOTICES: New York Stock Exchange LLC,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on July 13, 2006, the New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

10. Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

NOTICES: NYSE Arca, Inc.,

December 21, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2006, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') through its wholly owned subsidiary NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

11. Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed

NOTICES: NYSE Arca, Inc.,

December 21, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 18, 2006, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

12. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated

NOTICES: Philadelphia Stock Exchange, Inc.,

December 21, 2006.

I. Introduction

On May 12, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, as amended (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

13. Barclays Global Fund Advisors, et al.; Notice of Application

NOTICES: Barclays Global Fund Advisors, et al.,

Summary of Application: Applicants request an order to amend a prior order that permits: (a) An openend management investment company, whose series are based on certain fixed income securities indices, to issue shares of limited redeemability; (b) secondary market transactions in the shares of the series to occur at negotiated prices; and (c)
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

14. Forum Funds, et al.; Notice of Application

NOTICES: Forum Funds, et al.,

December 20, 2006.
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

15. Joint Industry Plan; Solicitation of Comments and Order Granting Temporary Summary Effectiveness to Request to Extend

NOTICES: American Stock Exchange LLC et al.,

December 20, 2006.

I. Introduction and Description

On December 12, 2006, NYSE Arca, Inc. (``NYSEArca''), on behalf of itself and the American Stock Exchange LLC (``Amex''), the Boston Stock Exchange, Inc. (``BSE''), the Chicago Stock Exchange, Inc. (``CHX''), the Chicago Board Options Exchange, Incorporated (``CBOE''), the International

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

16. Self-Regulatory Organizations; International Securities Exchange, LLC ; Notice of Filing and Immediate Effectiveness

NOTICES: International Securities Exchange, LLC,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 21, 2006, the International Securities Exchange, LLC (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission the proposed rule change, as described in Items

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

17. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed

NOTICES: National Association of Securities Dealers, Inc.,

December 18, 2006.

I. Introduction

On March 22, 2006, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to: (1) Amend NASD rules

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

18. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate

NOTICES: National Association of Securities Dealers, Inc.,

December 20, 2006.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\1 and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2006, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

19. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: New York Stock Exchange LLC,

December 19, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

20. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to

NOTICES: New York Stock Exchange LLC,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

21. Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto

NOTICES: NYSE Arca, Inc.,

December 21, 2006.

On September 21, 2006, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend NYSE Arca Rule 3.3 to provide that the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

22. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a

NOTICES: Philadelphia Stock Exchange, Inc.,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

23. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of

NOTICES: Philadelphia Stock Exchange, Inc.,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

24. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and

NOTICES: Philadelphia Stock Exchange, Inc.,

December 20, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 28, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

25. Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify its

NOTICES: Fixed Income Clearing Corp.,

December 19, 2006.

I. Introduction

On October 4, 2006, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') proposed rule change SRFICC200615 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal was published in the Federal

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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