NOTICES: Broker-dealers; financial statement requirements,
Published: 2006-12-18
December 12, 2006.
The Securities and Exchange Commission (``Commission'') is
extending its Order, originally issued on August 4, 2003,\1\ and
extended on July 14, 2004 \2\ and on December 7, 2005 (the ``2005
Order'') \3\ under Section 17(e) of the Securities Exchange Act of 1934
(``Exchange Act''), regarding audits of financial statements of
NOTICES: Boston Stock Exchange, Inc.,
Published: 2006-12-18
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder, \2\ notice is hereby given
that on November 21, 2006, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2006-12-18
December 12, 2006.
I. Introduction
On February 2, 2006, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\
and Rule 19b4 \2\ thereunder, a proposed
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-12-18
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2006, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-18
December 12, 2006.
I. Introduction
On March 2, 2006, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b4
\2\ thereunder, a proposed rule change seeking to
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-18
December 8, 2006.
Correction
In FR Doc. No. E620227, beginning on page 69165 for Wednesday,
November 29, 2006, a request for comment on Amendment No. 2 was
inadvertently omitted. Accordingly, the following should be inserted immediately before the Conclusion of the document:
``Solicitation of Comments on Amendment No. 2
Interested persons
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2006-12-18
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
