RULES: Sarbanes-Oxley Act of 2002; implementation—; Exchange Act periodic reports; inclusion of management's report on internal control over financial reporting and certification disclosure; compliance dates,
Published: 2006-12-21
We are extending further for smaller public companies the
dates that were published on September 29, 2005, in Release No. 338618
[70 FR 56825], for their compliance with the internal control reporting
requirements mandated by Section 404 of the SarbanesOxley Act of 2002.
Under the extension, a nonaccelerated filer is not required to provide
PROPOSED RULES: Investment company governance practices,
Published: 2006-12-21
The Commission is reopening the comment period on its June
2006 request for comment regarding amendments to investment company
(``fund'') governance provisions. The purpose of the additional comment
period is to permit public comment on two papers prepared by the Office
of Economic Analysis on this topic that will be made public by
including them
NOTICES: ProFunds, et al,
Published: 2006-12-21
Summary of the Application: The order would permit certain
management investment companies and unit investment trusts registered
under the Act to acquire shares of certain openend management
investment companies and unit investment trusts registered under the
Act, including those that operate as exchangetraded funds, that are
outside the same
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-21
December 11, 2006.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby
given that on June 22, 2006, the New York Stock Exchange LLC (``NYSE''
or the ``Exchange'') filed with the Securities and Exchange Commission
the proposed rule change as described in Items I,
