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[FR Doc E6-21656] 51. Members Mutual Funds, et al.; Notice of Application

Summary of the Application: The order would permit certain registered openend management investment companies to acquire shares of other registered openend management investment companies and unit investment trusts (``UITs'') that are within and outside the same group of investment companies.
Applicants: MEMBERS Mutual Funds (``MMF''), ULTRA Series

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21708] 52.

December 14, 2006.

I. Introduction and Description

Notice is hereby given that on December 13, 2006, the operating committee (``Operating Committee'' or ``Committee'') \1\ of the Joint SelfRegulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for NasdaqListed Securities

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21659] 53.

December 14, 2006.

Pursuant to Section 107(b) of the SarbanesOxley Act of 2002 (the ``Act''), notice is hereby given that on October 31, 2006, the Public Company Accounting Oversight Board (the ``Board'' or the ``PCAOB'') filed with the Securities and Exchange Commission (the ``SEC'' or ``Commission'') the proposed rule change described in

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21654] 54.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on July 7, 2006, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21655] 55.

December 12, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 16, 2006, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21683] 56.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on March 28, 2006, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') and on September 29, 2006, amended the proposed rule change as described in Items I, II, and

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21707] 57.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on March 28, 2006, Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') and on September 28, 2006, amended the proposed rule change as described in Items I,

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21653] 58.

December 12, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 4, 2006, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change, as

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21779] 59.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2006, the Municipal Securities Rulemaking Board (``MSRB'' or ``Board'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21652] 60.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 1, 2006, The NASDAQ Stock Market LLC (``Nasdaq'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21648] 61.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 1, 2006, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21650] 62.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2006, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21660] 63.

December 13, 2006.

I. Introduction

On September 29, 2006, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposal to establish an NASD trade

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21706] 64.

December 13, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on March 28, 2006, National Securities Clearing Corporation (``NSCC'') filed with the Securities and Exchange Commission (``Commission'') and on September 28, 2006, amended the proposed rule change as described in

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21717] 65.

December 12, 2006.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on November 2, 2006, the National Securities Clearing Corporation (``NSCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in Items I, II, and III below, which

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21684] 66.

December 13, 2006.

I. Introduction

On June 8, 2006, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') proposed rule change SROCC200610 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\1\ On October 26, 2006, OCC amended the proposed rule change. Notice of

Published: 2006-12-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21596] 67. Proposed Collection; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 205490004.
Extension: Form 1E, Regulation E; SEC File No. 270221; OMB Control No. 32350232.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21643] 68. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission Office of Filings and Information Services, Washington, DC 20549.
Extension: Rules 8b1 to 8b33; SEC File No. 270135; OMB Control No. 32350176
.Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21585] 69.

December 11, 2006.

Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given that on August 24, 2006 the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21587] 70. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission Office of Filings and Information Services, Washington, DC 20549.
Extension: Rule 206(3)2; SEC File No. 270216; OMB Control No. 32350243.

[[Page 76004]]

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21588] 71. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission Office of Filings and Information Services, Washington, DC 20549.
Extension: Rule 30e2; SEC File No. 270437; OMB Control No. 3235 0494.

Notice is hereby given that, under the Paperwork Reduction Act of 1995 (44 U.S.C. 350l3520), the Securities and Exchange Commission

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21589] 72. Submissions for OMB Review; Comment Request

Upon written request; copies available from: Securities and Exchange Commission Office of Filings and Information Services, Washington, DC 20549.

Extensions:

Rule 12d13; OMB Control No. 32350109; SEC File No. 270116.

Schedule 13E4F; OMB Control No. 32350375; SEC File No. 270 340.

Form FX; OMB Control No. 32350379; SEC File No. 270336.

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21594] 73. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission Office of Filings and Information Services, Washington, DC 20549
Extension: Form N6; SEC File No. 270446; OMB Control No. 3235 0503.

[[Page 76006]]

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21595] 74. Submission for OMB Review; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension: Form N4; SEC File No. 270282; OMB Control No. 3235 0318.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange

Published: 2006-12-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E6-21475] 75.

December 12, 2006.

The Securities and Exchange Commission (``Commission'') is extending its Order, originally issued on August 4, 2003,\1\ and extended on July 14, 2004 \2\ and on December 7, 2005 (the ``2005 Order'') \3\ under Section 17(e) of the Securities Exchange Act of 1934 (``Exchange Act''), regarding audits of financial statements of

Published: 2006-12-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 20002001200220032004200520062007200820092010

Pages: 12345>»