NOTICES: Boston Stock Exchange, Inc.,
Published: 2006-12-18
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder, \2\ notice is hereby given
that on November 21, 2006, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2006-12-18
December 12, 2006.
I. Introduction
On February 2, 2006, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\
and Rule 19b4 \2\ thereunder, a proposed
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-12-18
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2006, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-18
December 12, 2006.
I. Introduction
On March 2, 2006, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b4
\2\ thereunder, a proposed rule change seeking to
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-18
December 8, 2006.
Correction
In FR Doc. No. E620227, beginning on page 69165 for Wednesday,
November 29, 2006, a request for comment on Amendment No. 2 was
inadvertently omitted. Accordingly, the following should be inserted immediately before the Conclusion of the document:
``Solicitation of Comments on Amendment No. 2
Interested persons
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2006-12-18
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2006-12-15
December 5, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder, \2\ notice is hereby given
that on November 27, 2006, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: MainStay Funds, et al.,
Published: 2006-12-15
Summary of Application: Applicants request an order that would
permit them to enter into and materially amend subadvisory agreements
without shareholder approval and would grant relief from certain disclosure requirements.
Applicants: The MainStay Funds and MainStay VP Series Fund, Inc.
(each a ``Registrant'' and together, the
NOTICES: Meetings; Sunshine Act,
Published: 2006-12-15
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold the following meeting during the week of December 18, 2006:
A Closed Meeting will be held on Tuesday, December 19, 2006 at 10 a.m.
Commissioners, Counsels to the Commissioners,
NOTICES: International Securities Exchange, LLC,
Published: 2006-12-15
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2006, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2006-12-15
December 8, 2006.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2006, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2006-12-15
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 24, 2006, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2006-12-15
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2006, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-12-15
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 13, 2006, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-15
December 11, 2006.
I. Introduction
On October 24, 2006, the New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend Rule
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-15
December 8, 2006.
I. Introduction
On January 14, 2005, the New York Stock Exchange, Inc. (n/k/a New
York Stock Exchange LLC) (``Exchange'' or ``NYSE'') filed with the
Securities and Exchange Commission (``Commission'' or ``SEC''),
pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934
(``Act'' or ``Exchange Act'') and Rule 19b4
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-15
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 6, 2006, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: New York Stock Exchange LLC,
Published: 2006-12-15
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 4, 2006, the New York Stock Exchange LLC (``Exchange'' or
``NYSE'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Meetings; Sunshine Act,
Published: 2006-12-14
Federal Register Citation of Previous Announcement: 71 FR 71597, December 11, 2006.
Status: Open Meeting.
Place: 100 F Street, NE., Auditorium, LL002, Washington, DC.
Date and Time of Previously Announced Meeting: Wednesday, December 13, 2006.
Change in the Meeting: Additional Item.
The following matter will also be considered as part of Item 3
NOTICES: Depository Trust Co.,
Published: 2006-12-14
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on August 11, 2006, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which Items have been
NOTICES: Fixed Income Clearing Corp.,
Published: 2006-12-14
December 6, 2006.
On June 15, 2006 the Fixed Income Clearing Corporation (``FICC'')
filed a proposed rule change with the Securities and Exchange
Commission (``Commission'') pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and on September 22,
2006, amended the proposed rule change. Notice of the proposal was
NOTICES: Fixed Income Clearing Corp.,
Published: 2006-12-14
December 8, 2006.
On June 15, 2006, the Fixed Income Clearing Corporation (``FICC'')
filed with the Securities and Exchange Commission (``Commission'') a
proposed rule change pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and on June 30, 2006, amended the
proposed rule change. Notice of the proposed rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-12-14
December 5, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 15, 2006, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change
NOTICES: National Securities Clearing Corp.,
Published: 2006-12-14
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 16, 2006, the
National Securities Clearing Corporation (``NSCC'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change as described in Items I, II, and III below, which
NOTICES: Options Clearing Corp.,
Published: 2006-12-14
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on May 19, 2006, The Options
Clearing Corporation (``OCC'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as described in
Items I, II, and III below, which items have been
