Agency: Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc E6-21449] 76. Self-Regulatory Organizations; Philadelphia Stock Exchange Inc.; Notice of
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 5, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21475] 77.
December 12, 2006.
The Securities and Exchange Commission (``Commission'') is extending its Order, originally issued on August 4, 2003,\1\ and extended on July 14, 2004 \2\ and on December 7, 2005 (the ``2005 Order'') \3\ under Section 17(e) of the Securities Exchange Act of 1934 (``Exchange Act''), regarding audits of financial statements of
Published: 2006-12-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21477] 78.
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder, \2\ notice is hereby given that on November 21, 2006, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``Commission'') the proposed rule change as described
Published: 2006-12-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21480] 79.
December 12, 2006.
I. Introduction
On February 2, 2006, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b4 \2\ thereunder, a proposed
Published: 2006-12-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21452] 80.
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2006, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21474] 81. Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a
December 12, 2006.
I. Introduction
On March 2, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b4 \2\ thereunder, a proposed rule change seeking to
Published: 2006-12-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21357] 82.
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 5, 2006, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21359] 83.
December 8, 2006.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 5, 2006, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21361] 84.
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 24, 2006, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21373] 85.
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 5, 2006, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21340] 86.
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 13, 2006, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21339] 87.
December 11, 2006.
I. Introduction
On October 24, 2006, the New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Rule
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21362] 88.
December 8, 2006.
I. Introduction
On January 14, 2005, the New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC) (``Exchange'' or ``NYSE'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') and Rule 19b4
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21372] 89.
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 6, 2006, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21374] 90.
December 11, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 4, 2006, the New York Stock Exchange LLC (``Exchange'' or ``NYSE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21338] 91.
December 5, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder, \2\ notice is hereby given that on November 27, 2006, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21342] 92. The MainStay Funds, et al.; Notice of Application
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements without shareholder approval and would grant relief from certain disclosure requirements.
Applicants: The MainStay Funds and MainStay VP Series Fund, Inc. (each a ``Registrant'' and together, the
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 06-9739] 93. Sunshine Act Meeting Notice
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94409, that the Securities and Exchange Commission will hold the following meeting during the week of December 18, 2006:
A Closed Meeting will be held on Tuesday, December 19, 2006 at 10 a.m.
Commissioners, Counsels to the Commissioners,
Published: 2006-12-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 06-9722] 94. Sunshine Act Meeting
Federal Register Citation of Previous Announcement: 71 FR 71597, December 11, 2006.
Status: Open Meeting.
Place: 100 F Street, NE., Auditorium, LL002, Washington, DC.
Date and Time of Previously Announced Meeting: Wednesday, December 13, 2006.
Change in the Meeting: Additional Item.
The following matter will also be considered as part of Item 3
Published: 2006-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21277] 95.
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on August 11, 2006, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been
Published: 2006-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21234] 96.
December 6, 2006.
On June 15, 2006 the Fixed Income Clearing Corporation (``FICC'') filed a proposed rule change with the Securities and Exchange Commission (``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and on September 22, 2006, amended the proposed rule change. Notice of the proposal was
Published: 2006-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21278] 97.
December 8, 2006.
On June 15, 2006, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and on June 30, 2006, amended the proposed rule change. Notice of the proposed rule
Published: 2006-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21236] 98.
December 5, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 15, 2006, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change
Published: 2006-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21281] 99.
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on October 16, 2006, the National Securities Clearing Corporation (``NSCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which
Published: 2006-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E6-21276] 100.
December 8, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on May 19, 2006, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which items have been
Published: 2006-12-14 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013