NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2006-01-05
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Regulation AC; SEC File No. 270517; OMB Control No. 32350575.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
NOTICES: Fixed Income Clearing Corp.,
Published: 2006-01-05
December 29, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on September 30, 2005, the
Fixed Income Clearing Corporation (``FICC'') filed with the Securities
and Exchange Commission (``Commission'') and on December 20, 2005,
amended the proposed rule change described in Items
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-01-05
December 28, 2005.
I. Introduction
On May 23, 2005, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change relating to
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-01-05
December 28, 2005.
I. Introduction
On October 14, 2005, the National Association of Securities
Dealers, Inc. (``NASD''), filed with the Securities and Exchange
Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend
NOTICES: Pacific Exchange, Inc.,
Published: 2006-01-05
December 28, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 19, 2005, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
RULES: National market system; joint industry plans; amendments; Correction,
Published: 2006-01-04
The Securities and Exchange Commission published a document in
the Federal Register on June 29, 2005 (70 FR 37496) adopting rules
under Regulation NMS, including the redesignation of the national
market system rules previously adopted under section 11A of the
Securities Exchange Act of 1934 (``Exchange Act''), and two amendments
to the joint
NOTICES: Greenhouse Associates, LLC, et al.,
Published: 2006-01-04
Applicant: Greenhouse Associates, LLC (``Greenhouse'') and Superior Partners LP (``Superior'') (collectively, ``Applicants'').
Relevant Advisers Act Sections: Exemption requested under section
205(e) of the Advisers Act from section 205(a)(1) of that Act.
Summary of Application: Applicants request an order under section
205(e) of the Advisers Act to
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-01-04
December 27, 2005.
I. Introduction
On September 28, 2005 and October 24, 2005 (Amendment No. 1),\1\
the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or
``Commission''), pursuant to Section 19(b)(1) of the Securities [[Page 376]]
Exchange Act of 1934 (``Act'') \2\ and Rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-01-04
December 27, 2005.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 23, 2005, the National Association of Securities Dealers, Inc. (``NASD'') filed
[[Page 378]]
with the Securities and Exchange Commission (``Commission'') the
proposed rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2006-01-03
December 27, 2005.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on July 28, 2005, the National Association of
[[Page 160]]
Securities Dealers, Inc. (``NASD'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
NOTICES: Meetings; Sunshine Act,
Published: 2006-01-03
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold the following meeting during the week of January 2, 2006:
A Closed Meeting will be held on Thursday, January 5, 2006 at 2 p.m.
Commissioners, Counsel to the Commissioners, the
