Agency: Securities and Exchange Commission

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[FR Doc E7-25351] 1.

December 20, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25374] 2.

December 21, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 7, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

[FR Doc E7-25373] 3.

December 21, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2007, the Chicago Stock Exchange, Inc. (``CHX'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25370] 4.

December 21, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 18, 2007, Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, Inc. (``NASD'')) filed with the Securities and Exchange

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25356] 5.

December 20 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2007, the International Securities Exchange, LLC (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25369] 6.

December 21, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 74384]]
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 21, 2007, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25354] 7.

December 20, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2007, The NASDAQ Stock Market LLC (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25376] 8.

December 21, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2007, the New York Stock Exchange, LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule changes as described

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

[FR Doc E7-25368] 9.

December 21, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on July 16, 2007, NYSE Arca, Inc. (``Exchange''), through its wholly owned subsidiary NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange Commission

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25355] 10.

December 20, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 6, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25366] 11.

December 21, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25367] 12.

December 20, 2007.

On October 29, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to expand the type of business that

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25375] 13.

December 21, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on December 12, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25178] 14. Staff Accounting Bulletin No. 110

This staff accounting bulletin (``SAB'') expresses the views of the staff regarding the use of a ``simplified'' method, as discussed in SAB No. 107 (``SAB 107''), in developing an estimate of expected term of ``plain vanilla'' share options in accordance with Statement of Financial Accounting Standards No. 123 (revised 2004), ShareBased Payment.

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25357] 15. Main Street Capital Corporation, et al.; Notice of Application

Summary of the Application: Applicants, Main Street Capital Corporation (the ``Company''), Main Street Mezzanine Fund, LP (``MSMF''), Main Street Capital Partners, LLC (the ``Investment Adviser''), and Main Street Mezzanine Management, LLC (the ``General Partner''), request an order to permit: (1) A business development company and its wholly owned

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25350] 16. Millennium India Acquisition Company Inc.; Notice of Application

December 21, 2007.

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25378] 17. The UBS Funds, et al.; Notice of Application

Summary of Application: Applicants request an order to permit funds of funds relying on rule 12d12 under the Act to invest in certain financial instruments.

Applicants: The UBS Funds, SMA Relationship Trust, UBS Investment Trust, UBS Index Trust, UBS Series Trust, and UBS Relationship Funds (collectively, the ``Trusts''); UBS Global Asset

Published: 2007-12-31 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25198] 18.

December 20, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on February 21, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25199] 19.

December 20, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 27, 2007, the Chicago Board Options Exchange, Incorporated ( ``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25189] 20.

December 20, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on August 31, 2007, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), and on October 22, 2007 amended, the

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25179] 21.

December 14, 2007.

I. Introduction

On May 25, 2007, the National Association of Securities Dealers, Inc. (``NASD'')\1\ filed with the Securities and Exchange Commission (``Commission'') a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\2\ Notice of the proposal was published in the Federal

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25191] 22.

December 20, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2007, Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, Inc. (``NASD'')) filed with the Securities and Exchange

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25206] 23.

December 20, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 12, 2007, the Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25180] 24.

December 19, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2007, the International Securities Exchange, LLC (the ``ISE'' or the ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E7-25200] 25.

December 20, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 16, 2007, the International Securities Exchange, LLC ( ``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2007-12-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 2000200120022003200420052006200720082009

Pages: 12345>»