NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-11-26
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 2032 and Form ADVW; SEC File No. 27040; OMB Control No. 32350313.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the
NOTICES: Meetings; Sunshine Act,
Published: 2007-11-26
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold the following meetings during the week of November 26, 2007:
An Open Meeting will be held on Wednesday, November 28, 2007 at 10
a.m., in Room L002, the Auditorium, and a Closed
NOTICES: American Stock Exchange LLC,
Published: 2007-11-26
November 19, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 13, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2007-11-26
November 16, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on May 29, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2007-11-26
November 16, 2007.
I. Introduction
On November 14, 2006, American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b4
thereunder,\2\ a proposal to eliminate the agency
NOTICES: American Stock Exchange LLC, et al.,
Published: 2007-11-26
November 16, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 1, 2007, September 19, 2007, October 9, 2007, October 1,
2007, October 18, 2007, and November 14, 2007, American Stock Exchange
LLC (``Amex''), Boston Stock Exchange, Inc.
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-11-26
November 19, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 2, 2007, the Chicago Board Options Exchange,
Incorporated (the ``Exchange'' or ``CBOE'') filed with the Securities
and Exchange Commission (the ``Commission'') the proposed
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-11-26
November 19, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 25, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: Depository Trust Co.,
Published: 2007-11-26
November 15, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder\2\ notice is hereby given that
on September 7, 2007, The Depository Trust Company (``DTC'') filed with
the Securities and Exchange Commission (``Commission'') the proposed
rule change described in Items I, II, and III
NOTICES: New York Stock Exchange LLC,
Published: 2007-11-26
November 19, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 31, 2007, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule changes as described in
NOTICES: NYSE Arca, Inc.,
Published: 2007-11-26
November 19, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 13, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I
NOTICES: Options Clearing Corp.,
Published: 2007-11-26
November 16, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on
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September 18, 2007, The Options Clearing Corporation (``OCC'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and III below,