RSS Feed RSS Feed

Agency: Securities and Exchange Commission

Browse: Departments   Dates   Agencies  

The Federal Register

Pages: 1

1. Request for Review by OMB

NOTICES: Agency information collection activities; proposals, submissions, and approvals,

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 15c33; SEC File No. 270087; OMB Control No. 32350078.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate

NOTICES: Financial Industry Regulatory Authority, Inc.,

November 20, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November
[[Page 67327]]
16, 2007, Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/ k/a National Association of Securities Dealers, Inc. (``NASD'')) filed with the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed

NOTICES: NYSE Arca, Inc.,

November 21, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 2, 2007, NYSE Arca, Inc. (the ``Exchange''), through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of

NOTICES: Philadelphia Stock Exchange, Inc,

November 20, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 19, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified

NOTICES: Philadelphia Stock Exchange, Inc,

November 20, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 27, 2007, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

©2004,2005,2006 theFederalRegister.com