RSS Feed RSS Feed

Agency: Securities and Exchange Commission

Browse: Departments   Dates   Agencies  

The Federal Register

Pages: 1

1. Submission for OMB Review; Comment Request

NOTICES: Agency information collection activities; proposals, submissions, and approvals,

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 7d1; SEC File No. 270176; OMB Control No. 32350311

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 35013520), the Securities and Exchange

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Submission for OMB Review; Comment Request

NOTICES: Agency information collection activities; proposals, submissions, and approvals,

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form F4; OMB Control No. 32350325; SEC File No. 270288

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Proposed Collection; Comment Request

NOTICES: Agency information collection activities; proposals, submissions, and approvals,

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 19b4 and Form 19b4; OMB Control No. 32350045; SEC File No. 27038.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. John Hancock Life Insurance Company, et al., Notice of Application

NOTICES: John Hancock Life Insurance Co., et al.,

The Applicants hereby apply for an order of exemption pursuant to Section 17(b) of the 1940 Act to permit inkind purchases in connection with a substitution as described herein.

Filing Date: The application was filed on August 6, 2007 and amended and restated on November 19, 2007.

Hearing or Notification of Hearing: An order granting the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Replace

NOTICES: Fixed Income Clearing Corp.,

November 26, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on August 31, 2007, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') and on September 27, 2007, amended the proposed rule change as described in Items

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: New York Stock Exchange LLC,

November 21, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 15, 2007, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule changes as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed

NOTICES: NYSE Arca, Inc.,

November 26, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 13, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''), through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

©2004,2005,2006 theFederalRegister.com