RSS Feed RSS Feed

Agency: Securities and Exchange Commission

Browse: Departments   Dates   Agencies  

The Federal Register

Pages: 1

1. Submission for OMB Review; Comment Request

NOTICES: Agency information collection activities; proposals, submissions, and approvals,

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form ADV; SEC File No. 27039; OMB Control No. 32350049.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Submission for OMB Review; Comment Request

NOTICES: Agency information collection activities; proposals, submissions, and approvals,

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 2043; SEC File No. 27042; OMB Control No. 32350047

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Sunshine Act Meeting

NOTICES: Meetings; Sunshine Act,

Federal Register citation of previous announcement: 72 FR 69258, December 7, 2007.
Status: Open Meeting.
Place: 100 F Street, NW., Washington, DC.
Date and time of previously announced meeting: Tuesday, December 11, 2007.

Change in the meeting: Deletion of an Item.

The following item was not considered during the Open Meeting on Tuesday,

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated

NOTICES: Consolidated Options Last Sale Reports and Quotation Information; Reporting Plan; amendments,

December 7, 2007.

Pursuant to Section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that on December 6, 2007, the Options Price Reporting Authority (``OPRA'') submitted to the Securities and Exchange Commission (``Commission'') an amendment to the Plan for Reporting of Consolidated

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; The American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of

NOTICES: American Stock Exchange LLC,

December 7, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate

NOTICES: Chicago Board Options Exchange, Inc.,

December 6, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2007, the Chicago Board Options Exchange, Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate

NOTICES: Chicago Board Options Exchange, Inc.,

December 7, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 27, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

8. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate

NOTICES: Chicago Board Options Exchange, Inc.,

December 7, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

9. Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

NOTICES: International Securities Exchange, LLC,

December 6, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 3, 2007, the International Securities Exchange, LLC (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

10. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: New York Stock Exchange, LLC,

December 6, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 5, 2007, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

11. Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed

NOTICES: NYSE Arca, Inc.,

December 7, 2007.

Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (``Act''),\2\ and Rule 19b4 thereunder,\3\ notice is hereby given that on September 25, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''), through its whollyowned subsidiary NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

©2004,2005,2006 theFederalRegister.com