NOTICES: New York Stock Exchange LLC,
Published: 2007-12-28
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\
[[Page 73952]]
notice is hereby given that on December 18, 2007, the New York Stock
Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-28
December 20, 2007.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby
given that on November 30, 2007, the New York Stock Exchange LLC
(``NYSE'' or the ``Exchange'') filed with the Securities and Exchange
Commission the proposed rule change as described in
NOTICES: Nationally recognized statistical rating organizations—; Egan-Jones Rating Co,
Published: 2007-12-28
EganJones Rating Company, a credit rating agency, furnished to the
Securities and Exchange Commission (``Commission'') an application for
registration as a nationally recognized statistical rating organization
(``NRSRO'') under Section 15E of the Securities Exchange Act of 1934 (``Exchange Act'') for the classes of
[[Page 73910]]
credit ratings
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-28
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 17, 2007, NYSE Arca, Inc. (``Exchange''), through its
whollyowned subsidiary NYSE Arca Equities, Inc. (``NYSE Arca [[Page 73956]]
Equities''), filed with the Securities and
NOTICES: American Stock Exchange LLC,
Published: 2007-12-28
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on February 27, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2007-12-28
December 20, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 7, 2006, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-28
December 19, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 6, 2007, the Chicago Board Options Exchange, Incorporated
(the ``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (the ``SEC'' or ``Commission'') the
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-28
December 19, 2007.
On November 2, 2007, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\
and Rule 19b4 thereunder,\2\ a proposal to eliminate from
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-28
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 31, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-28
December 20, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on February 21, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-28
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 27, 2007, the Chicago Board Options Exchange, Incorporated
( ``Exchange'' or ``CBOE'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2007-12-28
December 20, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on August 31, 2007, the Chicago Stock Exchange, Inc. (``CHX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), and on October 22, 2007 amended, the
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2007-12-28
December 14, 2007.
I. Introduction
On May 25, 2007, the National Association of Securities Dealers,
Inc. (``NASD'')\1\ filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'').\2\ Notice of the
proposal was published in the Federal
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2007-12-28
December 20, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 1, 2007, Financial Industry Regulatory Authority, Inc.
(``FINRA'') (f/k/a National Association of Securities Dealers, Inc.
(``NASD'')) filed with the Securities and Exchange
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2007-12-28
December 20, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 12, 2007, the Financial Industry Regulatory Authority,
Inc. (``FINRA'') (f/k/a National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-27
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extensions:
Form 6K; OMB Control No. 32350116, SEC File No. 270107.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: American Stock Exchange LLC,
Published: 2007-12-27
December 18, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 18, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange''), filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: American Stock Exchange LLC,
Published: 2007-12-27
December 19, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 18, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: NASDAQ Stock Market LLC,
Published: 2007-12-27
December 18, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 7, 2007, The NASDAQ Stock Market LLC (``NASDAQ'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-27
December 18, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2007, New York Stock Exchange, LLC (the ``NYSE'' or the
``Exchange'') filed with the Securities and Exchange Commission (the
``Commission'') the proposed rule change as
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-27
December 17, 2007.
On August 16, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to
amend its Schedule of Fees and Charges (``Fee
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-27
December 18, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''),
through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE
Arca Equities''), filed with the Securities and
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-27
December 18, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder, \2\ notice is hereby given
that on November 16, 2007, NYSE Arca, Inc. (``Exchange''), through its
whollyowned subsidiary NYSE Arca Equities, Inc. (``NYSE Arca
Equities'') filed with the Securities and Exchange
NOTICES: Options Clearing Corp.,
Published: 2007-12-27
December 19, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 23, 2007, the
Options Clearing Corporation (``OCC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which items have
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-26
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 02, Form ADVNR; SEC File No. 270214; OMB Control No. 3235 0240.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the
