RSS Feed RSS Feed

Agency: Securities and Exchange Commission

Browse: Departments   Dates   Agencies  

The Federal Register
2000200120022003200420052006200720082009

Pages: 12345>»

51. Advisory Committee on Improvements to Financial Reporting

NOTICES: Improvements to Financial Reporting Advisory Committee,

The Securities and Exchange Commission Advisory Committee on Improvements to Financial Reporting is providing notice that it will hold a public meeting on Friday, January 11, 2008, in the Multipurpose Room, Room L006, at the Commission's main offices, 100 F Street, NE., Washington, DC, beginning at 9:30 a.m. The meeting will be open to the public.
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

52. Securities Act of 1933; Securities Exchange Act of 1934; Order Approving Public Company Accounting Oversight Board

NOTICES: Budget and annual accounting support fee (2008 CY),

The SarbanesOxley Act of 2002 (the ``Act'') established the Public Company Accounting Oversight Board (``PCAOB'') to oversee the audits of public companies and related matters, to protect investors, and to further the public interest in the preparation of informative, accurate and independent audit reports. The PCAOB is to accomplish these

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

53. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate

NOTICES: Chicago Board Options Exchange, Inc.,

December 18, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 14, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

54. Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: NASDAQ Stock Market LLC,

December 5, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 31, 2007, The NASDAQ Stock Market LLC (``Nasdaq'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II , and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

55. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by

NOTICES: New York Stock Exchange LLC,

December 17, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 29, 2007, New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

56. In the Matter of: Score One, Inc., Physical Property Holdings, Inc.; Order of Suspension of Trading

NOTICES: Suspension of trading—; Score One, Inc.,

December 19, 2007.

It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of the issuers listed below. For each issuer, questions have arisen regarding the adequacy and accuracy of press releases and other publiclydisseminated information concerning, among other

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

57. Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by

NOTICES: American Stock Exchange LLC,

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2007, the American Stock Exchange LLC (``Amex'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

58. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and

NOTICES: Chicago Board Options Exchange, Inc.,

December 14, 2007.

I. Introduction

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ on September 5, 2007, Chicago Board Options Exchange, Incorporated (``CBOE'' or the ``Exchange''), filed with the Securities and Exchange Commission (the ``Commission'') a proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

59. Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as

NOTICES: International Securities Exchange, LLC,

December 17, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 14, 2007, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

60. Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval

NOTICES: NASDAQ Stock Market LLC,

December 12, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 6, 2007, The NASDAQ Stock Market LLC (``Nasdaq'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

61. Revisions to Form S-11 To Permit Historical Incorporation by Reference

PROPOSED RULES: Real estate company registration statement (Form S-11); historical incorporation by reference of previous reporting information,

We are proposing to amend Form S-11, a registration statement used by real estate entities to register offerings under the Securities Act of 1933. The amendments would permit an entity that has filed at least one annual report and that is current in its reporting obligations under the Securities Exchange Act of 1934 to incorporate by reference
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

62. Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed

NOTICES: American Stock Exchange LLC,

December 12, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 6, 2007, the American Stock Exchange LLC (``Amex'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

63. Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval

NOTICES: American Stock Exchange LLC,

December 13, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on May 10, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

64. Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule

NOTICES: American Stock Exchange LLC,

December 14, 2007.

On May 29, 2007, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder \2\ list and trade shares (``Shares'') of the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

65. Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: Boston Stock Exchange, Inc.,

December 12, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2007, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

66. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule

NOTICES: Chicago Board Options Exchange, Inc.,

December 14, 2007.

On August 21, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to create a delta hedging

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

67. Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

NOTICES: International Securities Exchange, LLC,

December 13, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder, \2\ notice is hereby given that on December 11, 2007, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

68. Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to

NOTICES: Municipal Rulemaking Securities Board,

December 12, 2007.

On October 16, 2007, the Municipal Securities Rulemaking Board (``MSRB''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change consisting of amendments to Rule G40, on

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

69. Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by

NOTICES: New York Stock Exchange LLC,

December 13, 2007.

I. Introduction

On November 9, 2006, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Exchange Rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

70. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed

NOTICES: New York Stock Exchange LLC,

December 14, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2007, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

71. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule

NOTICES: Chicago Board Options Exchange, Inc.,

December 12, 2007.

I. Introduction

On July 2, 2007, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend CBOE

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

72. Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change

NOTICES: International Securities Exchange, LLC,

December 13, 2007.

I. Introduction

On November 1, 2007, International Securities Exchange, LLC (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change regarding a corporate

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

73. Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change

NOTICES: International Securities Exchange, LLC,

December 13, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 14, 2007, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

74. Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

NOTICES: International Securities Exchange, LLC,

December 13, 2007.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2007, the International Securities Exchange, LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

75. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: New York Stock Exchange, LLC,

December 12, 2007.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 12, 2007, the New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

©2004,2005,2006 theFederalRegister.com