PROPOSED RULES: Oil and gas reserves; disclosure requirements revisions; concept release,
Published: 2007-12-18
The Commission is publishing this Concept Release to obtain
information about the extent and nature of the public's interest in
revising oil and gas reserves disclosure requirements which exist in
their current form in Regulation SK and Regulation SX under the
Securities Act of 1933 and the Securities Exchange Act of 1934. The
Commission adopted
NOTICES: Consolidated Options Last Sale Reports and Quotation Information; Reporting Plan; amendments,
Published: 2007-12-18
December 12, 2007.
I. Introduction
Pursuant to section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that
on October 9, 2007, the Options Price Reporting Authority (``OPRA'')
submitted to the Securities and Exchange Commission (``Commission'') an
amendment to the Plan for Reporting
NOTICES: Consolidated Options Last Sale Reports and Quotation Information; Reporting Plan; amendments,
Published: 2007-12-18
December 12, 2007.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 608 thereunder,\2\ notice is hereby given that on
October 16, 2007 the Options Price Reporting Authority (``OPRA'')
submitted to the Securities and Exchange Commission (``Commission'') an
amendment to the Plan for Reporting of Consolidated
NOTICES: American Stock Exchange LLC et al.,
Published: 2007-12-18
December 11, 2007
On October 30, 2007, the American Stock Exchange LLC (``Amex''),
the Boston Stock Exchange, Inc. (``BSE''), the Chicago Board Options
Exchange, Incorporated (``CBOE''), the International Securities
Exchange, LLC (``ISE''), Financial Industry Regulatory Authority, Inc.
(``FINRA''), NYSE Arca, Inc. (``NYSE Arca''), and the
NOTICES: Suspension of trading—; Avitech LifeSciences, Inc.,
Published: 2007-12-18
December 14, 2007.
It appears to the Securities and Exchange Commission that the
market for the securities of Avitech LifeSciences, Inc. (``Avitech,''
trading symbol AVLF), may be reacting to manipulative forces or
deceptive practices and that there is insufficient current public
information about the issuer upon which an informed investment
NOTICES: Green Machine Development Corp.,
Published: 2007-12-18
December 14, 2007.
It appears to the Securities and Exchange Commission that the
market for the securities of Green Machine Development Corp. (``Green
Machine,'' trading symbol GMVP), may be reacting to manipulative forces
or deceptive practices and that there is insufficient current public
information about the issuer upon which an informed
NOTICES: Xiiva Holdings, Inc.,
Published: 2007-12-18
December 14, 2007.
It appears to the Securities and Exchange Commission that the
market for the securities of Xiiva Holdings, Inc. (``Xiiva,'' trading
symbol XIVAF), may be reacting to manipulative forces or deceptive
practices and that there is insufficient current public information
about the issuer upon which an informed investment decision
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-18
December 12, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2007, the Chicago Board Options Exchange, Incorporated
(``Exchange'' or ``CBOE'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: NASDAQ Stock Market LLC,
Published: 2007-12-18
December 11, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder, \2\ notice is hereby given
that on November 30, 2007, The NASDAQ Stock Market LLC (``Nasdaq'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2007-12-18
December 10, 2007.
I. Introduction
On August 16, 2007, the Philadelphia Stock Exchange, Inc.
(``Phlx'') filed with the Securities and Exchange Commission
(``Commission'') proposed rule change SRPhlx200763 pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\1\
On September 20, 2007, Phlx amended the proposed rule
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-17
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold the following meetings during the week of December 17, 2007:
An Open Meeting will be held on Tuesday, December 18, 2007, at
10 a.m., in Room L002, the Auditorium, and a Closed Meeting
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-17
December 10, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 71466]]
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 1, 2007, the Chicago Board Options Exchange, Incorporated
(the ``CBOE'' or the ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'')
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2007-12-17
December 10, 2007.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 9, 2007, the Financial Industry Regulatory Authority,
Inc. (``FINRA'') (f/k/a National Association of Securities Dealers,
Inc. (``NASD'')) filed with the Securities and
NOTICES: Options Clearing Corp.,
Published: 2007-12-17
December 7, 2007.
I. Introduction
On May 22, 2006, The Options Clearing Corporation (``OCC'') filed
with the Securities and Exchange Commission (``Commission'') proposed
rule change SROCC200609 pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal
was published in the Federal Register on April
NOTICES: Options Clearing Corp.,
Published: 2007-12-17
December 7, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on May 24, 2007, The Options
Clearing Corporation (``OCC'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as described in
Items I, II, and III below, which items have been
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-14
December 7, 2007
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 7, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I and
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2007-12-14
December 7, 2007.
On September 5, 2007, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934, as amended (``Act'') \1\ and Rule 19b
4 thereunder,\2\ a proposed rule change to amend Rule 1034, Minimum
NOTICES: NASDAQ Stock Market LLC,
Published: 2007-12-14
December 7, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 31, 2007, The NASDAQ Stock Market LLC (``Nasdaq'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-13
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form ADV; SEC File No. 27039; OMB Control No. 32350049.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-13
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 2043; SEC File No. 27042; OMB Control No. 32350047
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-13
Federal Register citation of previous announcement: 72 FR 69258, December 7, 2007.
Status: Open Meeting.
Place: 100 F Street, NW., Washington, DC.
Date and time of previously announced meeting: Tuesday, December 11, 2007.
Change in the meeting: Deletion of an Item.
The following item was not considered during the Open Meeting on
Tuesday,
NOTICES: Consolidated Options Last Sale Reports and Quotation Information; Reporting Plan; amendments,
Published: 2007-12-13
December 7, 2007.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that
on December 6, 2007, the Options Price Reporting Authority (``OPRA'')
submitted to the Securities and Exchange Commission (``Commission'') an
amendment to the Plan for Reporting of Consolidated
NOTICES: American Stock Exchange LLC,
Published: 2007-12-13
December 7, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 30, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-13
December 6, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 30, 2007, the Chicago Board Options Exchange, Incorporated
(``Exchange'' or ``CBOE'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-13
December 7, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 27, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
