NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-13
December 7, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 30, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change
NOTICES: International Securities Exchange, LLC,
Published: 2007-12-13
December 6, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 3, 2007, the International Securities Exchange, LLC
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange, LLC,
Published: 2007-12-13
December 6, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 5, 2007, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-13
December 7, 2007.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act''),\2\ and Rule 19b4 thereunder,\3\ notice is hereby given
that on September 25, 2007, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange''), through its whollyowned subsidiary NYSE Arca Equities,
Inc. (``NYSE Arca Equities''), filed with the Securities
NOTICES: American Stock Exchange LLC,
Published: 2007-12-12
December 5, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on February 15, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2007-12-12
December 5, 2007.
On October 2, 2007, the Chicago Stock Exchange, Inc. (``CHX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend rules relating to the execution of
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2007-12-12
December 6, 2007.
On June 29, 2007, the National Association of Securities Dealers,
Inc. (``NASD'') (n/k/a Financial Industry Regulatory Authority, Inc.)
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed
NOTICES: NASDAQ Stock Market LLC,
Published: 2007-12-12
December 5, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 3, 2007, The NASDAQ Stock Market LLC (``NASDAQ'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: NASDAQ Stock Market LLC,
Published: 2007-12-12
December 6, 2007.
I. Introduction
On October 30, 2007, The NASDAQ Stock Market LLC (``Nasdaq'') filed
with the Securities and Exchange Commission (``Commission''), pursuant
to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')
\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to modify
Nasdaq's membership application
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-12
December 6, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''),
through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE
Arca Equities''), filed with the Securities and
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-12
December 5, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 3, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''),
through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE
Arca Equities''), filed with the Securities and
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-12
December 5, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''),
through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE
Arca Equities''), filed with the Securities and
NOTICES: NYSE Arca, Inc.,
Published: 2007-12-12
December 5, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 27, 2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') a
proposed rule change as described in Items I, II,
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-12
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 17a4; OMB Control No. 32350279; SEC File No. 270198.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-12
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 701; OMB Control No. 32350522; SEC File No. 270306.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and
NOTICES: Consolidated Tape Association Plan; amendments,
Published: 2007-12-12
December 5, 2007.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 608 thereunder,\2\ notice is hereby given that
on November 5, 2007, the Consolidated Tape Association (``CTA'') Plan
Participants (``Participants'')\3\ filed with the Securities and
Exchange Commission (``SEC'' or ``Commission'') a proposal
NOTICES: American Stock Exchange LLC,
Published: 2007-12-12
November 16, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 16, 2007, the American Stock Exchange LLC (``Exchange'' or
``Amex'') filed with the Securities and Exchange Commission (``Commission'') the
[[Page 70623]]
proposed rule change
NOTICES: American Stock Exchange LLC et al.,
Published: 2007-12-11
December 4, 2007.
I. Introduction
On November 13, 2007, November 28, 2007, November 29, 2007,
November 9, 2007, November 9, 2007, and November 23, 2007, the American
Stock Exchange LLC (``Amex''), the Boston Stock Exchange, Inc.
(``BSE''), the Chicago Board Options Exchange, Incorporated (``CBOE''),
the International Securities Exchange, LLC
NOTICES: American Stock Exchange LLC; correction,
Published: 2007-12-11
Correction
In notice document E722974 beginning on page 66203 in the issue of Tuesday, November 27, 2007, make the following correction:
On page 66205, in the second column, in the third paragraph, in the
last line, ``December 17, 2007'' should read ``December 18, 2007''. [FR Doc. Z722974 Filed 121007; 8:45 am]
BILLING CODE 150501D
NOTICES: American Stock Exchange LLC et al.,
Published: 2007-12-11
December 5, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2007, November 28, 2007, November 27, 2007, November
13, 2007, December 4, 2007, and November 27, 2007, the American Stock
Exchange LLC (``Amex''), the Boston Stock
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-11
December 5, 2007.
I. Introduction
On June 20, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposal to amend its rules to
NOTICES: NASDAQ Stock Market LLC,
Published: 2007-12-11
November 30, 2007.
I. Introduction
On July 20, 2007, The NASDAQ Stock Market LLC (``Nasdaq'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change, pursuant to section 19(b)(1)
of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ to amend its Limited Liability
NOTICES: National Stock Exchange, Inc.,
Published: 2007-12-11
December 4, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 26, 2007, the National Stock Exchange, Inc. (``NSX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-11
December 4, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 27, 2007, the New York Stock Exchange LLC (``NYSE'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-11
December 4, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2007, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
