NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-11-28
November 21, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 17, 2008, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: International Securities Exchange, LLC,
Published: 2008-11-28
November 20, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2008, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: Municipal Securities Rulemaking Board,
Published: 2008-11-28
November 21, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 18, 2008, the Municipal Securities Rulemaking Board
(``MSRB'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change as
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-28
November 20, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 29, 2008, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''),
through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE
Arca Equities''), filed with the Securities and
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-28
November 21, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that, on November 5, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I
NOTICES: The NASDAQ Stock Market LLC,
Published: 2008-11-28
November 21, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 19, 2008, The NASDAQ Stock Market LLC (``Nasdaq'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-26
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Sunday, November 23, 2008, at 12 p.m.
Commissioners and certain staff members who have an interest in the matter will attend the Closed Meeting.
The General
NOTICES: American Custom Components, Inc. et al.,
Published: 2008-11-26
November 24, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
American Custom Components, Inc. because it has not filed any periodic reports since the period ended June 30, 1998.
It appears to the Securities and Exchange Commission that there is
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2008-11-26
November 19, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''), \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 19, 2008, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2008-11-26
November 19, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 10, 2008, Chicago Board Options Exchange, Incorporated
(``Exchange'' or ``CBOE''), filed with the Securities and Exchange
Commission (the ``Commission'') the proposed rule
NOTICES: NASDAQ Stock Market LLC,
Published: 2008-11-26
November 18, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 12, 2008, The NASDAQ Stock Market LLC (``Nasdaq'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and
NOTICES: New York Stock Exchange LLC,
Published: 2008-11-26
November 19, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given
that, on November 6, 2008, New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change as
NOTICES: Options Clearing Corp.,
Published: 2008-11-26
November 19, 2008.
I. Introduction
On May 15, 2008, The Options Clearing Corporation (``OCC'') filed
with the Securities and Exchange Commission (``Commission'') proposed
rule change SROCC200809 pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal
was published in the Federal Register on
NOTICES: Options Clearing Corp.,
Published: 2008-11-26
November 20, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on November 17, 2008, The
Options Clearing Corporation (``OCC'') and the National Securities
Clearing Corporation (``NSCC'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule changes
NOTICES: Options Price Reporting Authority,
Published: 2008-11-26
November 18, 2008.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that
on November 12, 2008, the Options Price Reporting Authority (``OPRA'')
submitted to the Securities and Exchange Commission (``Commission'') an
amendment to the Plan for Reporting of Consolidated
RULES: Temporary Exemption for Liquidation of Certain Money Market Funds,
Published: 2008-11-26
The Securities and Exchange Commission (``Commission'') is
adopting an interim final temporary rule under the Investment Company
Act of 1940 (``Investment Company Act'' or ``Act'') to provide relief
from certain provisions of the Act for those money market funds that
have elected to participate in a temporary guaranty program (``Guaranty
Program''
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-26
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Reports of Evidence of Material Violations: SEC File No. 270 514, OMB Control No. 32350572.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995, 44 U.S.C.
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-26
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold an Open Meeting on Wednesday, December 3, 2008 at 10 a.m., in the Auditorium, Room L002.
The subject matter of the Open Meeting will be:
Item 1: The Commission will consider
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-25
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Extension:
Rule 15c15, OMB Control No. 32350471, SEC File No. 270422.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-25
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 15c16 , OMB Control No. 32350472, SEC File No. 270423.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-25
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 15c17; OMB Control No. 32350134; SEC File No. 270146.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-25
Federal Register Citation of Previous Announcement [73 FR 68464,
November 18, 2008].
NOTICES: NASDAQ OMX PHLX, Inc.,
Published: 2008-11-25
November 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\, and Rule 19b4 \2\, thereunder, notice is hereby given
that on November 10, 2008, NASDAQ OMX PHLX, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2008-11-25
November 19, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 14, 2008, New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule changes as described
NOTICES: Regulatory Agenda; Regulatory Agenda; Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-24
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 19d2; OMB Control No. 32350205; SEC File No. 270 204.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq. ) the Securities and
