NOTICES: Regulatory Agenda; Regulatory Agenda; Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-24
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 19d2; OMB Control No. 32350205; SEC File No. 270 204.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq. ) the Securities and
NOTICES: 2TheMart.com, Inc., and The 3DO Co.,
Published: 2008-11-24
November 20, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
2TheMart.com, Inc. because it has not filed any periodic reports since it filed a Form 10Q for the period ended March 21, 2000.
It appears to the Securities and Exchange Commission that
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 7, 2008, the Chicago Stock Exchange, Inc. (``CHX'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: New York Stock Exchange LLC,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that, on November 13, 2008, New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Exchange Act'')\1\ and Rule 19b4 under the Exchange Act,\2\
notice is hereby given that, on November 14, 2008, New York Stock
Exchange, LLC (``NYSE'' or the ``Exchange'') filed with the Securities
and Exchange Commission (the ``Commission'' or ``SEC'')
NOTICES: New York Stock Exchange LLC,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act''),\2\ and Rule 19b4 thereunder,\3\ notice is hereby
given that on November 4, 2008, New York Stock Exchange LLC (``NYSE''
or the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 13, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 3, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange''), filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 14, 2008.
I. Introduction
On October 1, 2008, NYSE Arca, Inc. (``Exchange'' or ``NYSE
Arca''), through its wholly owned subsidiary, NYSE Arca Equities, Inc.
(``NYSE Arca Equities''), filed with the Securities and Exchange
Commission (``Commission'') pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that, on November 5, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that, on November 5, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 17, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Exchange Act'') \2\ and Rule 19b4 thereunder,\3\ notice is
hereby given that, on November 6, 2008, NYSE Arca, Inc. (``NYSE Arca''
or the ``Exchange''), through its whollyowned subsidiary NYSE Arca
Equities, Inc. (``NYSE Arca Equities''), filed with
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-24
November 17, 2008.
On October 17, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\
thereunder to amend NYSE Arca Equities Rule 5.2(j)(6)(v) to add the
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-21
Federal Register Citation of Previous Announcement 73 FR 67905, November 17, 2008.
Status: Open Meeting.
Place: 100 F Street, NW., Washington, DC.
Date and Time of Previously Announced Meeting: November 19, 2008. Change in the Meeting: Deletion of an Item.
The following item will not be considered during the Open Meeting
on Wednesday,
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2008-11-21
November 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\
[[Page 70684]]
notice is hereby given that on November 4, 2008, the Chicago Board
Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the
Securities and Exchange Commission (``SEC'' or ``Commission'') the
NOTICES: Depository Trust Co.,
Published: 2008-11-21
November 13, 2008.
I. Introduction
On September 12, 2008, The Depository Trust Company (``DTC'') filed
with the Securities and Exchange Commission (``Commission'') proposed
rule change SRDTC200809 pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal
was published in the Federal Register on
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-21
November 14, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given
that, on October 28, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: NYSE Arca, Inc.,
Published: 2008-11-21
November 14, 2008.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') \2\ and Rule 19b4 thereunder,\3\ notice is hereby given
that, on October 28, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange''), through its wholly owned subsidiary NYSE Arca Equities,
Inc. (``NYSE Arca Equities'' or the ``Corporation''),
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-20
Upon Written Request, Copy Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form N54C, SEC File No. 270184, OMB Control No. 32350236.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) (the ``Act''), the
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-20
Upon Written Request, Copy Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Extension:
Form N6F, SEC File No. 270185, OMB Control No. 32350238.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-11-20
November 13, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 7, 2008, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-11-20
November 13, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 5, 2008 the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: International Securities Exchange, LLC,
Published: 2008-11-20
November 13, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 7, 2008, the International Securities Exchange, LLC
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC'') the proposed rule
NOTICES: NASDAQ OMX PHLX, Inc.,
Published: 2008-11-20
November 13, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 12, 2008, NASDAQ OMX PHLX, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed
[[Page 70399]]
rule
NOTICES: National Stock Exchange, Inc.,
Published: 2008-11-20
November 14, 2008.
Pursuant to section 19(b)(3)(A) of the Securities Exchange Act of
1934 (the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby
given that on November 13, 2008, National Stock Exchange, Inc.
(``NSX[supreg]'' or the ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-19
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 9b1; OMB Control No. 32350480; SEC File No. 270429.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and
