NOTICES: International Securities Exchange, LLC,
Published: 2008-04-01
March 26, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 5, 2008, the International Securities Exchange, LLC
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as described
NOTICES: New York Stock Exchange LLC,
Published: 2008-04-01
March 26, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 13, 2008, the New York Stock Exchange LLC (``NYSE'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: NYSE Arca, Inc,
Published: 2008-04-01
March 26, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 25, 2008, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and
NOTICES: NYSE Arca, Inc,
Published: 2008-04-01
March 26, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 13, 2008, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''),
through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE
Arca Equities''), filed with the Securities and
NOTICES: The NASDAQ Stock Market LLC,
Published: 2008-04-01
March 26, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 19, 2008, The NASDAQ Stock Market LLC (``Nasdaq'') filed with
the Securities and Exchange Commission (``Commission'') the proposed
rule change as described in Items I and II below,
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-31
[[Page 16915]]
Items I and II below, which Items have been substantially prepared by
ISE. The Exchange filed the proposal as a ``noncontroversial''
proposed rule change pursuant to section 19(b)(3)(A)(iii) of the Act
\3\ and Rule 19b4(f)(6) thereunder,\4\ which renders it effective upon
filing with the Commission.\5\ The Commission is publishing this
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-31
I. Introduction
On August 24, 2007, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') a proposed rule change pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule
19b4 thereunder \2\ to allow Public Customers to elect to become
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-31
--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
The ISE is proposing to expose public customer orders that are not
executable on the Exchange before sending an order
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-03-28
Upon written request, copies available from: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Extension:
Rule 101, OMB Control No. 32350464, SEC File No. 270408
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-03-28
Upon written request, copies available from: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213
Extension:
Rule 104, OMB Control No. 32350465, SEC File No. 270411.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-03-28
Upon written request, copies available from: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 15c211; OMB Control No. 32350202; SEC File No. 270196.
`Notice is hereby given that pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities
NOTICES: Meetings; Sunshine Act,
Published: 2008-03-28
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold the following Closed Meeting during the week of March 31, 2008:
A Closed Meeting will be held on Monday, March 31, 2008 at 10 a.m.
Commissioners, Counsel to the Commissioners,
NOTICES: American Stock Exchange LLC,
Published: 2008-03-27
March 20, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 13, 2008, the American Stock Exchange LLC (``Exchange'' or
``Amex'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: American Stock Exchange LLC,
Published: 2008-03-27
March 20, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 18, 2008, the American Stock Exchange LLC (``Exchange'' or
``Amex'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: National Stock Exchange, Inc.,
Published: 2008-03-27
March 20, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 17, 2008, the National Stock Exchange, Inc. (``NSX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change, as described in
NOTICES: The Depository Trust Co.,
Published: 2008-03-27
March 20, 2008.
I. Introduction
On September 7, 2007, The Depository Trust Company (``DTC'') filed
with the Securities and Exchange Commission (``Commission'') proposed
rule change SRDTC200711 pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'').\1\ The proposed rule change
was published for comment in the Federal
NOTICES: The Options Clearing Corp.,
Published: 2008-03-27
March 20, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on January 29, 2008, The
Options Clearing Corporation (``OCC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which items have
NOTICES: The Options Clearing Corp.,
Published: 2008-03-27
March 21, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on February 13, 2008, The
Options Clearing Corporation (``OCC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which items have
RULES: Proposed Rule Changes of Self-Regulatory Organizations,
Published: 2008-03-27
The Securities and Exchange Commission (``Commission'') is
adopting rule amendments to require SelfRegulatory Organizations
(``SROs'') that submit proposed rule changes pursuant to Section
19(b)(7)(A) of the Securities Exchange Act of 1934 (``Act'') to file
these rule changes electronically. In addition, the Commission is
adopting rule amendments
NOTICES: Nasdaq Stock Market LLC,
Published: 2008-03-27
March 21, 2008.
Pursuant to section 11A(a)(3) of the Securities Exchange Act of
1934 (``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given
that on January 30, 2008, the Nasdaq Stock Market LLC (``Nasdaq'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') an amendment to the Plan for the Purpose of
NOTICES: Nasdaq Stock Market LLC,
Published: 2008-03-27
March 21, 2008.
Pursuant to Section 11A(a)(3) of the Securities Exchange Act of
1934 (``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given
that on January 30, 2008, the Nasdaq Stock Market LLC (``Nasdaq'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') an amendment to the Plan for the Purpose of
NOTICES: American Stock Exchange LLC,
Published: 2008-03-27
March 20, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on February 29, 2008, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Plan for Reporting Consolidated Options Last Sale Reports and Quotation Information; Proposed Amendment,
Published: 2008-03-26
March 19, 2008.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that
on March 3, 2008, the Options Price Reporting Authority (``OPRA'')
submitted to the Securities and Exchange Commission (``Commission'') an
amendment to the Plan for Reporting of Consolidated
NOTICES: American Stock Exchange LLC,
Published: 2008-03-26
March 19, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 17, 2008, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: American Stock Exchange LLC,
Published: 2008-03-26
March 19, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 10, 2008, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
