NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-03-21
March 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on February 27, 2008, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-03-21
March 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 23, 2007, the National Association of Securities Dealers, Inc.
(``NASD'') (n/k/a Financial Industry Regulatory Authority, Inc.
(``FINRA'')) filed with the Securities and Exchange
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-21
March 14, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 24, 2007 the International Securities Exchange, LLC (``ISE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-21
March 17, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 12, 2008, the International Securities Exchange, LLC (``ISE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Municipal Securities Rulemaking Board,
Published: 2008-03-21
March 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 5, 2008, the Municipal Securities Rulemaking Board (``MSRB''
or ``Board''), filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2008-03-21
March 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 6, 2008, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule changes as described in Items
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-03-21
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Form 40F, OMB Control No. 32350381, SEC File No. 270 335.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-03-21
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Form CB, OMB Control No. 32350518, SEC File No. 270457.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-03-21
Upon Written Request, Copies Available From: Securities and Exchange [[Page 15225]]
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Regulations 14D and 14E, OMB Control No. 32350102, SEC File No. 270114 Schedule 14D9.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-03-21
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Schedule TO, OMB Control No. 32350515, SEC File No. 270 456.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: American Stock Exchange LLC,
Published: 2008-03-21
March 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 4, 2008, the American Stock Exchange, LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2008-03-20
March 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 6, 2008, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-03-20
March 14, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
Financial Industry Regulatory Authority, Inc. (``FINRA'') (f/k/a
National Association of Securities Dealers, Inc. (``NASD'')) filed with
the Securities and Exchange Commission (``SEC'' or
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-03-20
March 13, 2008.
On March 12, 2007, the National Association of Securities Dealers,
Inc. (``NASD''), through its wholly owned subsidiary, NASD Dispute
Resolution, Inc. (n/k/a FINRA Dispute Resolution, Inc.) filed with the
Securities and Exchange Commission (``Commission'') pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934 (the
NOTICES: Correction,
Published: 2008-03-19
Correction
In notice document E83665 appearing on page 10501 in the issue of
Wednesday, February 27, 2008, make the following correction:
In the seventh line, ``12 Rule 17a2;'' should read ``Rule 17a 2;''.
[FR Doc. Z83665 Filed 31808; 8:45 am]
BILLING CODE 150501D
NOTICES: American Stock Exchange LLC,
Published: 2008-03-19
March 12, 2008.
I. Introduction
On January 30, 2008, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change relating to the dissemination of
NOTICES: American Stock Exchange LLC: Correction,
Published: 2008-03-19
February 14, 2008.
Correction
In notice document E83254 appearing on page 9842 in the issue of
Friday, February 22, 2008 the heading is corrected to include the date. [FR Doc. Z83254 Filed 31808; 8:45 am]
BILLING CODE 150501D
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2008-03-19
March 13, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 11, 2008, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-19
March 12, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on February 26, 2008, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-19
March 13, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 10, 2008, the International Securities Exchange, LLC (``ISE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC: Correction,
Published: 2008-03-19
Correction
In notice document E81011 beginning on page 4035 in the issue of
Wednesday, January, 23, 2008, make the following correction:
On page 4036 in the second column, under the heading Paper
Comments, in the first paragraph, in the 42nd line ``February 12, 2008'' should read ``February 13, 2008''.
[FR Doc. Z81011 Filed 31808; 8:45 am]
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-03-18
March 12, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on February 29, 2008, the Financial Industry Regulatory Authority,
Inc., (``FINRA'') (f/k/a National Association of Securities Dealers,
Inc. (``NASD'')) filed with the Securities and Exchange
NOTICES: International Securities Exchange, LLC,
Published: 2008-03-18
March 11, 2008.
On January 18, 2008, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend ISE Rule 1614,
``Imposition
NOTICES: NASDAQ Stock Market LLC,
Published: 2008-03-18
March 12, 2008.
I. Introduction
On January 30, 2007, The NASDAQ Stock Market LLC (``Nasdaq'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change (``Trading Rules Proposal'') to
NOTICES: NYSE Arca, Inc.,
Published: 2008-03-18
March 11, 2008.
On January 18, 2008, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend NYSE Arca Rule 6.24, ``Exercise of
Options
