NOTICES: NASDAQ Stock Market LLC,
Published: 2008-01-29
January 22, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on January 17, 2008, The NASDAQ Stock Market LLC (``Nasdaq'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II and III
NOTICES: NASDAQ Stock Market LLC,
Published: 2008-01-29
January 23, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 13, 2007, The NASDAQ Stock Market LLC (``Nasdaq'' or
``Exchange''), filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: New York Stock Exchange LLC,
Published: 2008-01-29
January 22, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on January 7, 2008, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission the
proposed rule change as described in Items I and II
NOTICES: New York Stock Exchange LLC; Correction,
Published: 2008-01-29
January 14, 2008.
Correction
In notice document E8832 beginning on page 3503, in the issue of Friday, January 18, 2008, make the following correction:
On page 3503, in the first column, the document heading should include the date as it appears above.
[FR Doc. Z8832 Filed 12808; 8:45 am]
BILLING CODE 150501P
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-01-29
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 19b4 and Form 19b4; OMB Control No. 32350045; SEC File No. 27038.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: Budget and annual accounting support fee (2008 CY); Correction,
Published: 2008-01-29
December 18, 2007.
Correction
In notice document E724909 beginning on page 73501 in the issue of
Wednesday, December 26, 2007, make the following correction:
On page 73051, after the subject heading the date should appear as above.
[FR Doc. Z724909 Filed 12808; 8:45 am]
BILLING CODE 150501D
RULES: Form MSD etc.; Technical Amendments,
Published: 2008-01-28
The Securities and Exchange Commission (``Commission'' or
``SEC'') is adopting technical amendments to Form MSD and Form MSDW
(the application for registration as a municipal securities dealer and
the notice of withdrawal from registration as a municipal securities
dealer, respectively) primarily to add the Office of Thrift Supervision
to the list
NOTICES: Chicago Board Options Exchange, Incorporated,
Published: 2008-01-28
January 18, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 7, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange LLC,
Published: 2008-01-28
January 18, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on January 11, 2008, the New York Stock Exchange LLC ( ``NYSE'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: NYSE Arca, Inc.,
Published: 2008-01-28
January 22, 2008.
On November 27, 2007, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to modify the continuous quoting obligation of
Lead
NOTICES: Suspension of Trading Order,
Published: 2008-01-28
January 24, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
the issuers listed below. As set forth below for each issuer, questions
have arisen regarding the adequacy and accuracy of publicly
disseminated information concerning, among other things:
RULES: Electronic Shareholder Forums,
Published: 2008-01-25
We are adopting amendments to the proxy rules under the
Securities Exchange Act of 1934 to facilitate electronic shareholder
forums. The amendments clarify that participation in an electronic
shareholder forum that could potentially constitute a solicitation
subject to the proxy rules is exempt from most of the proxy rules if
all of the conditions
NOTICES: Morgan Stanley Investment Management Inc., et al.,
Published: 2008-01-25
Applicants: Morgan Stanley Investment Management Inc. (``MSIM''),
Morgan Stanley Investment Advisors Inc. (``MSIA''), Morgan Stanley AIP
GP LP (``MSAIP''), Van Kampen Asset Management (``VKAM''),\1\ Active
Assets California TaxFree Trust, Active Assets Government Securities
Trust, Active Assets Institutional Government Securities Trust, Active
NOTICES: TIGERS Revenue Trust and VTL Associates, LLC,
Published: 2008-01-25
Summary of the Application: The applicants request an order that would
permit (a) series of openend management investment companies to issue
shares (``Shares'') that can be redeemed only in large aggregations
(``Creation Units''); (b) secondary market transactions in Shares to
occur at negotiated prices; (c) dealers to sell Shares to purchasers in
NOTICES: American Stock Exchange LLC, et al.,
Published: 2008-01-25
January 18, 2008.
I. Introduction
On March 23, 2007, pursuant to Rule 608 of Regulation NMS under the
Act \1\ (``Rule 608''), American Stock Exchange LLC (``Amex''), New
York Stock Exchange LLC (``NYSE''), and NYSE Arca, Inc. (``NYSE Arca'')
filed with the Commission a proposed plan for the purpose of the
selection and reservation of securities
NOTICES: Boston Stock Exchange, Inc.,
Published: 2008-01-25
January 18, 2008.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on January 16, 2008, the Boston Stock Exchange, Inc. (``Exchange'' or
``BSE'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: International Securities Exchange, LLC,
Published: 2008-01-25
January 18, 2008.
I. Introduction
On November 14, 2007, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposal to amend its rules relating to
NOTICES: NYSE Arca, Inc.,
Published: 2008-01-25
January 18, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on January 14, 2008, NYSE Arca, Inc. (``Exchange'' or ``NYSE Arca'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I and
NOTICES: NYSE Arca, Inc.,
Published: 2008-01-25
January 17, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on January 16, 2008, NYSE Arca, Inc. (``NYSE Arca'' or the
``Exchange''), through its wholly owned subsidiary, NYSE Arca [[Page 4657]]
Equities, Inc. (``NYSE Arca Equities''), filed with the
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-01-24
Upon written request, copies available from: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 104: OMB Control No. 32350465; SEC File No. 270 411.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-01-24
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 206(3)3T; SEC File No. 270571; OMB Control No. 32350630.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 350 et seq.), the Securities and
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-01-24
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 101: OMB Control No. 32350464; SEC File No. 270 408.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: American Stock Exchange LLC,
Published: 2008-01-24
January 16, 2008.
I. Introduction
On February 15, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend complex orders
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2008-01-24
January 16, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on April 14, 2006, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange''), filed with the Securities and
Exchange Commission (the ``Commission'') the proposed rule
NOTICES: Financial Industry Regulatory Authority, Inc.,
Published: 2008-01-24
January 17, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 21, 2007, Financial Industry Regulatory Authority, Inc.
(``FINRA'') (f/k/a National Association of Securities Dealers, Inc.
(``NASD'')), filed with the Securities and Exchange
