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[FR Doc E9-23669] 1.
September 25, 2009.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
September, 2009. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at
Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Summary of Application: Applicants request an order to permit a
business development company (``BDC'') to coinvest with certain affiliated investment funds in portfolio companies. Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
September 29, 2009. It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Consumers Financial Corporation because it has not filed any periodic reports since the period ended December 31, 2005. The Commission is of the opinion that the public interest and Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 23, 2009. On August 10, 2009, the Chicago Board Options Exchange,
Incorporated (``CBOE'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to eliminate Rule 6.73(d) and its Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 22, 2009. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on August 28, 2009, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change described
in Items I, II, and III below, which items have been Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 25, 2009. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Exchange Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby
given that on September 21, 2009, Financial Industry Regulatory
Authority, Inc. (``FINRA'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 28, 2009. On August 6, 2009, the Municipal Securities Rulemaking Board
(``MSRB''), filed with the Securities and Exchange Commission
(``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 24, 2009. On July 29, 2009, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change
amending NYSE Arca Rule 10.12 (Minor Rule Plan) (``MRP'') Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
September 24, 2009. On August 12, 2009, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange''), through its wholly owned subsidiary, NYSE Arca Equities,
Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 25, 2009. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on September 23, 2009, NYSE Arca, Inc. (``NYSE Arca'' or the ``Exchange'') filed with the Securities and Exchange Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 25, 2009. On December 24, 2008, in connection with its efforts to facilitate
the establishment of one or more central counterparties for clearing
credit default swap (``CDS'') transactions,\1\ the Securities and
Exchange Commission (``Commission'') granted temporary, conditional
exemptions from the registration requirements under Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
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[FR Doc
E9-23730] 2.
Ridgewood Capital Energy Growth Fund, LLC, et al.; Notice of Application
Applicants: Ridgewood Capital Energy Growth Fund, LLC (the
``Company''), Ridgewood Capital Fund IV, LLC, Ridgewood Capital Fund
IVB, LLC, Ridgewood Capital Fund IVC,[FR Doc
E9-23805] 3.
[FR Doc
E9-23624] 4.
[FR Doc
E9-23623] 5.
[FR Doc
E9-23699] 6.
[FR Doc
E9-23701] 7.
[[Page 50856]]
(``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to
amend Rule G11(i)[FR Doc
E9-23625] 8.
[FR Doc
E9-23626] 9.
[FR Doc
E9-23698] 10.
[[Page 50859]]
Commission (the ``Commission'') the proposed rule[FR Doc
E9-23622] 11.