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[FR Doc E9-23623] 51.
September 22, 2009.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on August 28, 2009, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in Items I, II, and III below, which items have been
Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-23699] 52.
September 25, 2009.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 21, 2009, Financial Industry Regulatory Authority, Inc. (``FINRA'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule
Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-23701] 53.
September 28, 2009.
On August 6, 2009, the Municipal Securities Rulemaking Board
(``MSRB''), filed with the Securities and Exchange Commission
(``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
[[Page 50856]]
(``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to
amend Rule G11(i)
Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-23625] 54.
September 24, 2009.
On July 29, 2009, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change amending NYSE Arca Rule 10.12 (Minor Rule Plan) (``MRP'')
Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-23626] 55.
September 24, 2009.
On August 12, 2009, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''), through its wholly owned subsidiary, NYSE Arca Equities, Inc. (``NYSE Arca Equities''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-23698] 56.
September 25, 2009.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on September 23, 2009, NYSE Arca, Inc. (``NYSE Arca'' or the ``Exchange'') filed with the Securities and Exchange
[[Page 50859]]
Commission (the ``Commission'') the proposed rule
Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-23622] 57.
September 25, 2009.
On December 24, 2008, in connection with its efforts to facilitate the establishment of one or more central counterparties for clearing credit default swap (``CDS'') transactions,\1\ the Securities and Exchange Commission (``Commission'') granted temporary, conditional exemptions from the registration requirements under
Published: 2009-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-23669] 58.
September 25, 2009.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
September, 2009. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at
Published: 2009-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon written request, copies available from: Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490123. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2009-09-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17Ad4(b) and (c), OMB Control No. 32350341, SEC File No. 270264. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Published: 2009-09-29
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 30e2, SEC File No. 270437, OMB Control No. 32350494.
Notice is hereby given that, under the Paperwork Reduction Act of
1995 (44 U.S.C. 350l et seq.), (the ``Paperwork Reduction Published: 2009-09-29
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Form N4, SEC File No. 270282, OMB Control No. 32350318.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2009-09-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, October 1, 2009 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Published: 2009-09-25
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission The Securities and Exchange Commission (``Commission'' or
``SEC'') is adopting an interim final temporary rule under the
Investment Company Act of 1940 to require a money market fund to report
its portfolio holdings and valuation information to the Commission
under certain circumstances. The new reporting requirement is designed
to provide Published: 2009-09-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Published: 2009-09-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 8b1 to 8b33, SEC File No. 270135, OMB Control No. 3235 0176. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 Published: 2009-09-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission Investor Advisory Committee will hold an Open
Meeting on Monday, October 5, 2009, in the Multipurpose Room, L006.
The meeting will begin at 9 a.m. and will be open to the public, with
seating Published: 2009-09-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, September 24, 2009 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Published: 2009-09-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Federal Register Citation of Previous Announcement: 74 FR 47300, September 15, 2009. Status: Open Meeting. Place: 100 F. Street, NE., Washington, DC. Date and Time of Previously Announced Meeting: September 17, 2009. Change in the Meeting: Room Change. The Open Meeting scheduled for Thursday, September 17, 2009 at 2:30
p.m. Published: 2009-09-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission We are adopting amendments to the expiration dates in our
interim final temporary rules that provide exemptions under the
Securities Act of 1933, the Securities Exchange Act of 1934, and the
Trust Indenture Act of 1939 for certain credit default swaps in order
to facilitate the operation of one or more central counterparties for
those credit default Published: 2009-09-17
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Extension: Form T6, OMB Control No. 32350391, SEC File No. 270344. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2009-09-16
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a hold a roundtable about securities
lending and short sale issues on September 29 and September 30, 2009.
The roundtable discussion will be held in the auditorium at SEC Published: 2009-09-16
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 9, 2009. On June 7, 2009, the Consolidated Tape Association (``CTA'') Plan
Participants (``Participants'') \1\ filed with the Securities and
Exchange Commission (``SEC'' or ``Commission'') pursuant to Section 11A
of the Securities Exchange Act of 1934 (``Act''),\2\ and Rule 608
thereunder,\3\ a proposal to amend the Published: 2009-09-16
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold an Open Meeting on Thursday,
September 17, 2009, at 2:30 p.m., in the Multipurpose Room, Room L006. The subject matter of the Open Meeting will be: Published: 2009-09-15
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold an open meeting on September 16, 2009
at 10 a.m., in the Auditorium, Room L002, and a closed meeting on September 16, 2009 at 11 a.m. The subject matter of the September 16, 2009 Published: 2009-09-14
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission [FR Doc
E9-23492] 59.
Proposed Extension of Existing Collection; Comment Request
Extension: Rule 17a25, OMB Control No. 32350540, SEC File No. 270 482.[FR Doc
E9-23494] 60.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-23496] 61.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-23308] 62.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-23373] 63.
Sunshine Act Meeting
[FR Doc
E9-22900] 64.
Disclosure of Certain Money Market Fund Portfolio Holdings
[FR Doc
E9-22878] 65.
Submission for OMB Review; Comment Request
Extension: Rule 206(3)2, SEC File No. 270216, OMB Control No. 32350243.[FR Doc
E9-22879] 66.
Submission for OMB Review; Comment Request
Extension:
(44 U.S.C. 3501 et seq.), the[FR Doc
E9-23016] 67.
Sunshine Act Meeting.
[FR Doc
E9-23017] 68.
Sunshine Act Meeting
[FR Doc
E9-22830] 69.
Agency Meeting
[FR Doc
E9-22389] 70.AGENCY: Securities and Exchange Commission.
[FR Doc
E9-22247] 71.
Submission for OMB Review; Comment Request
[FR Doc
E9-22431] 72.
Sunshine Act Meeting
[FR Doc
E9-22244] 73.
I. Introduction
[FR Doc
E9-22194] 74.
Sunshine Act Meeting
1. Nationally Recognized[FR Doc
E9-22105] 75.
Sunshine Act Meetings