Agency: Securities and Exchange Commission

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[FR Doc E9-19116] 101. Delegation of Authority to Director of Division of Enforcement

The Commission is amending its rules to delegate authority to the Director of the Division of Enforcement to issue formal orders of investigation. These orders designate the enforcement staff authorized to issue subpoenas in connection with investigations under the federal securities laws. This action is intended to expedite the investigative

Published: 2009-08-11 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-19121] 102. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Regulation SP; OMB Control No. 32350537; SEC File No. 270480.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-08-11 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-19125] 103.

The Commission today is providing notice that an NRSRO subject to the disclosure provisions of paragraph (d) of Rule 17g2 can satisfy the requirement to make publicly available ratings history information in an XBRL format by using an XBRL format or any other machinereadable format, until such time as the Commission provides further notice.

Published: 2009-08-11 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-19234] 104. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, August 13, 2009 at 1 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-08-10 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18979] 105. Proposed Collection; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form T1, OMB Control No. 32350110, SEC File No. 270121.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18980] 106. Proposed Collection; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form T2, OMB Control No. 32350111, SEC File No. 270122.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18981] 107. Proposed Collection; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form T3, OMB Control No. 32350105, SEC File No. 270123.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18983] 108. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form N6, SEC File No. 270446, OMB Control No. 32350503.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-19042] 109. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, August 6, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18974] 110. Proposed Collection; Comment Request

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor and Advocacy, Washington, DC 205490213.

Extension:

Form T4, OMB Control No. 32350107, SEC File No. 270124.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange

Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18765] 111.

July 31, 2009.

The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of July, 2009. A copy of each application may be obtained via the Commission's Web site by searching for the file number, or an applicant using the Company name box, at

Published: 2009-08-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18761] 112. Approval of Investment Adviser Registration Depository Filing Fees

The Securities and Exchange Commission (``Commission'' or ``SEC'') is, for five months, waiving Investment Adviser Registration Depository annual and initial filing fees for investment advisers.

Published: 2009-08-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18434] 113. Adoption of Updated EDGAR Filer Manual

The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions were made primarily to support the 2009 US GAAP Taxonomy, the Schedule of Investments (SOI) Taxonomy and to communicate a change in

Published: 2009-08-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18559] 114. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form 11K; OMB Control No. 32350082; SEC File No. 270101.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-08-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18560] 115. Proposed Extension of Existing Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 204, OMB Control No. 32350647, SEC File No. 270586.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-08-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18171] 116. Proposed Extension of Existing Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 15c31, OMB Control No. 32350200, SEC File No. 270197.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities
[[Page

Published: 2009-07-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18172] 117. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 30e1; SEC File No. 27021; OMB Control No. 32350025.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-07-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-17943] 118.Agency Information Collection Activities; Proposals, Submissions, and Approvals

Published: 2009-07-29 : Securities and Exchange Commission

 

[FR Doc E9-17989] 119. Sunshine Act Meeting

Federal Register Citation of Previous Announcement [74 FR 36281, July 22, 2009]
Status: Closed Meeting.
Place: 100 F Street, NE., Washington, DC.
Date and Time of Previously Announced Meeting: Friday, July 24, 2009 at 8 a.m.

Change in the Meeting: Time Change.

The Closed Meeting scheduled for Friday, July 24, 2009 at 8 a.m. has been changed to

Published: 2009-07-29 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-17859] 120. Proposed Extension of Existing Collection; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:

[[Page 37256]]

Rule 17f1(b), OMB Control No. 32350032, SEC File No. 27028.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)

Published: 2009-07-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-17860] 121. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, July 30, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed

Published: 2009-07-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-17861] 122. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission Investor Advisory Committee will hold an Open Meeting on Monday, July 27, 2009, in the Auditorium, Room L002. The meeting will begin at 10 a.m. and will be open to the public, with seating on a

Published: 2009-07-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-18070] 123. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Tuesday, July 28, 2009 at 3 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed

Published: 2009-07-28 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-17768] 124. Proposed Extension of Existing Collection; Comment Request

Upon written request, copies available from: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 17Ad4(b) and (c); OMB Control No. 32350341;SEC File No. 270264.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the

Published: 2009-07-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-17769] 125. Proposed Collection; Comment Request

Upon written request, copies available from: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Rule 30e2; SEC File No. 270437; OMB Control No. 3235 0494.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), (the ``Paperwork

Published: 2009-07-24 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 2000200120022003200420052006200720082009

Pages: «<34567>»