Agency: Securities and Exchange Commission
Advanced Search
[FR Doc E9-19116] 101. Delegation of Authority to Director of Division of Enforcement
The Commission is amending its rules to delegate authority to the Director of the Division of Enforcement to issue formal orders of investigation. These orders designate the enforcement staff authorized to issue subpoenas in connection with investigations under the federal securities laws. This action is intended to expedite the investigative
Published: 2009-08-11 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-19121] 102. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension: Regulation SP; OMB Control No. 32350537; SEC File No. 270480.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-08-11 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-19125] 103.
The Commission today is providing notice that an NRSRO subject to the disclosure provisions of paragraph (d) of Rule 17g2 can satisfy the requirement to make publicly available ratings history information in an XBRL format by using an XBRL format or any other machinereadable format, until such time as the Commission provides further notice.
Published: 2009-08-11 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-19234] 104. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, August 13, 2009 at 1 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the
Published: 2009-08-10 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-18979] 105. Proposed Collection; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form T1, OMB Control No. 32350110, SEC File No. 270121.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-18980] 106. Proposed Collection; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form T2, OMB Control No. 32350111, SEC File No. 270122.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-18981] 107. Proposed Collection; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form T3, OMB Control No. 32350105, SEC File No. 270123.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-18983] 108. Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form N6, SEC File No. 270446, OMB Control No. 32350503.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-19042] 109. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, August 6, 2009 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the
Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-18974] 110. Proposed Collection; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Investor and Advocacy, Washington, DC 205490213.
Extension:
Form T4, OMB Control No. 32350107, SEC File No. 270124.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Published: 2009-08-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-18765] 111.
July 31, 2009.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July, 2009. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at
Published: 2009-08-06
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission The Securities and Exchange Commission (``Commission'' or
``SEC'') is, for five months, waiving Investment Adviser Registration
Depository annual and initial filing fees for investment advisers.
Published: 2009-08-06
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission The Securities and Exchange Commission (the Commission) is
adopting revisions to the Electronic Data Gathering, Analysis, and
Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR
system. The revisions were made primarily to support the 2009 US GAAP
Taxonomy, the Schedule of Investments (SOI) Taxonomy and to communicate
a change in Published: 2009-08-04
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Form 11K; OMB Control No. 32350082; SEC File No. 270101.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2009-08-04
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 204, OMB Control No. 32350647, SEC File No. 270586.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2009-08-04
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 15c31, OMB Control No. 32350200, SEC File No. 270197.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities Published: 2009-07-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 30e1; SEC File No. 27021; OMB Control No. 32350025.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2009-07-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission Published: 2009-07-29
:
Securities and Exchange Commission
Federal Register Citation of Previous Announcement [74 FR 36281, July 22, 2009] The Closed Meeting scheduled for Friday, July 24, 2009 at 8 a.m.
has been changed to Published: 2009-07-29
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17f1(b), OMB Control No. 32350032, SEC File No. 27028.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) Published: 2009-07-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, July 30, 2009 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Published: 2009-07-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission Investor Advisory Committee will hold an Open
Meeting on Monday, July 27, 2009, in the Auditorium, Room L002. The
meeting will begin at 10 a.m. and will be open to the public, with
seating on a Published: 2009-07-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Tuesday, July 28, 2009 at 3 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Published: 2009-07-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon written request, copies available from: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Published: 2009-07-27
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), (the ``Paperwork Published: 2009-07-24
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission [FR Doc
E9-18761] 112.
Approval of Investment Adviser Registration Depository Filing Fees
[FR Doc
E9-18434] 113.
Adoption of Updated EDGAR Filer Manual
[FR Doc
E9-18559] 114.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-18560] 115.
Proposed Extension of Existing Collection; Comment Request
Extension:
[FR Doc
E9-18171] 116.
Proposed Extension of Existing Collection; Comment Request
Extension:
[[Page[FR Doc
E9-18172] 117.
Proposed Collection; Comment Request
Extension:
[FR Doc
E9-17943] 118.Agency Information Collection Activities; Proposals, Submissions, and Approvals
[FR Doc
E9-17989] 119.
Sunshine Act Meeting
Status: Closed Meeting.
Place: 100 F Street, NE., Washington, DC.
Date and Time of Previously Announced Meeting: Friday, July 24, 2009 at 8 a.m.Change in the Meeting: Time Change.
[FR Doc
E9-17859] 120.
Proposed Extension of Existing Collection; Comment Request
Extension:[[Page 37256]]
[FR Doc
E9-17860] 121.
Sunshine Act Meeting
[FR Doc
E9-17861] 122.
Sunshine Act Meeting
[FR Doc
E9-18070] 123.
Sunshine Act Meeting
[FR Doc
E9-17768] 124.
Proposed Extension of Existing Collection; Comment Request
Extension: Rule 17Ad4(b) and (c); OMB Control No. 32350341;SEC File No. 270264.[FR Doc
E9-17769] 125.
Proposed Collection; Comment Request
Extension: Rule 30e2; SEC File No. 270437; OMB Control No. 3235 0494.