Agency: Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc 2010-25499] 76.Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form 144; OMB Control No. 32350101; SEC File No. 270112.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2010-10-12 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-25501] 77. Proposed Collection; Comment Request
Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form BDN/Rule 15b111; SEC File No. 270498; OMB Control No. 32350556.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the
Published: 2010-10-12 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-25677] 78. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold an Open Meeting on October 13, 2010 at 10 a.m., in the Auditorium, Room L002.
The subject matter of the Open Meeting will be:
1. The Commission will consider whether to adopt an
Published: 2010-10-12 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-25594] 79. Sunshine Act Meetings
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold Closed Meetings on Wednesday, October 13, 2010 at 11:30 a.m., and Thursday, October 14, 2010 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the Commission,
Published: 2010-10-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-24802] 80. Removal From Regulation FD of the Exemption for Credit Rating Agencies
This amendment implements Section 939B of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which requires that the Securities and Exchange Commission amend Regulation FD to remove the specific exemption from the rule for disclosures made to nationally recognized statistical rating organizations and credit rating agencies for
Published: 2010-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-24885] 81. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Wednesday, October 6, 2010 at 1:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the
Published: 2010-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-24982] 82. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Monday, October 4, 2010 at 10 a.m.
Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the
Published: 2010-10-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-24657] 83.
The Securities and Exchange Commission is publishing interpretive guidance to clarify the application of certain Commission rules, regulations, releases, and staff bulletins in light of the authority granted to the Public Company Accounting Oversight Board in the DoddFrank Wall Street Reform and Consumer Protection Act to establish auditing,
Published: 2010-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-24650] 84. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Regulation C; OMB Control No. 32350074; SEC File No. 27068.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2010-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-24651] 85.Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 204A1; SEC File No. 270536; OMB Control No. 32350596.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2010-10-01 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-24605] 86.
September 24, 2010.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
September, 2010. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at Published: 2010-10-01
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 2033, Form ADVH; SEC File No. 270481; OMB Control No. 32350538. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Published: 2010-09-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17e1; SEC File No. 270224; OMB Control No. 32350217.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 35013520), the Securities and Published: 2010-09-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 21, 2010. Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 608 thereunder,\2\ notice is hereby given that
on September 21, 2010, the Consolidated Tape Association (``CTA'') Plan
and participants (``Participants'') \3\ filed with the Securities and
Exchange Commission (``Commission'') a proposal to Published: 2010-09-28
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17a7; Sec File No. 270147; OMB Control No. 32350131.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2010-09-27
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 2032 and Form ADVW; SEC File No. 27040; OMB Control No. 32350313. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Published: 2010-09-27
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Wednesday, September 29, 2010 at 10:30 a.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend Published: 2010-09-27
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission The Securities and Exchange Commission (``Commission'') is
adopting amendments to its rules and forms to conform them to Section
404(c) of the SarbanesOxley Act of 2002 (the ``SarbanesOxley Act''),
as added by Section 989G of the DoddFrank Wall Street Reform and
Consumer Protection Act (the ``DoddFrank Act''). Section 404(c)
provides that Section Published: 2010-09-21
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission The Dodd-Frank Wall Street Reform and Consumer Protection Act
(``DoddFrank Act'') \1\ repealed former Section 21A(e) of the
Securities Exchange Act of 1934, which had authorized the Securities
and Exchange Commission (``Commission'') to make monetary awards to
persons who provided information leading to the recovery of civil
penalties for insider Published: 2010-09-21
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, September 23, 2010 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Published: 2010-09-20
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Form NSAR, SEC File No. 270292, OMB Control No. 32350330.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2010-09-20
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17a1; SEC File No. 270244; OMB Control No. 32350208.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2010-09-20
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17f1(g); SEC File No. 27030; OMB Control No. 32350290.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Published: 2010-09-20
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 14, 2010. Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 608 thereunder,\2\ notice is hereby given that
on July 6, 2010, the Consolidated Tape Association (``CTA'') Plan
participants (``Participants'') \3\ filed with the Securities and
Exchange Commission (``Commission'') a proposal to amend the Published: 2010-09-20
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission September 14, 2010. Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 608 thereunder,\2\ notice is hereby given that
on August 27, 2010, the Consolidated Tape Association (``CTA'') Plan and Consolidated Quotation (``CQ'') Plan participants Published: 2010-09-20
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission [FR Doc
2010-24186] 87.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-24187] 88.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-24226] 89.
[FR Doc
2010-24069] 90.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-24071] 91.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-24228] 92.
Sunshine Act; Notice of Meeting
[FR Doc
2010-23492] 93.
[FR Doc
2010-23457] 94.
[FR Doc
2010-23523] 95.
Sunshine Act Meeting
[FR Doc
2010-23409] 96.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-23410] 97.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-23411] 98.
Submission for OMB Review; Comment Request
Extension:[[Page 57306]]
[FR Doc
2010-23359] 99.
[FR Doc
2010-23360] 100.
(``Participants'') \3\ filed with the Securities and Exchange