Agency: Securities and Exchange Commission
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[FR Doc 2010-22019] 1.
The Commission proposes to further extend the temporary filing accommodation in Rule 312 of Regulation ST that allows static pool information required to be disclosed in a prospectus of an assetbacked issuer to be provided on an Internet Web site under certain conditions. Under this rule, such information is deemed to be included in the prospectus
Published: 2010-09-03 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-22025] 2. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 02; SEC File No. 270572; OMB Control No. 32350636.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 35013520), the Securities and Exchange
Published: 2010-09-03 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-22027] 3. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 302; SEC File No. 270453; OMB Control No. 32350510.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2010-09-03 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-22028] 4. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 02, Form ADVNR; SEC File No. 270214; OMB Control No. 32350240.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the
Published: 2010-09-03 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-22030] 5. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 7d1; SEC File No. 270176; OMB Control No. 32350311.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995
(44 U.S.C. 35013520), the Securities and
Published: 2010-09-03 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-22031] 6. Submission for OMB Review; Comment Request
Upon Written Request, Copy Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form N14; SEC File No. 270297; OMB Control No. 32350336.
Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2010-09-03 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 2010-22001] 7.Notice of Applications for Deregistration Under Section 8(f) of the Investment
August 27, 2010.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
August 2010. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at
Published: 2010-09-03
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission The Commission is providing notice that the List of XBRL Tags
for NRSROs (``List of XBRL Tags'') to be used for the ratings history
disclosure requirements in paragraph (d) of Rule 17g2 has been
published on the Commission's Internet Web site. An NRSRO subject to
the disclosure provisions of paragraph (d) of Rule 17g2 shall make
this information Published: 2010-09-02
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 15Ba21 and Form MSD; SEC File No. 2700088; OMB Control No. 32350083. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Published: 2010-09-02
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 15Bc31 and Form MSDW; SEC File No. 27093; OMB Control No. 32350087. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 Published: 2010-09-02
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, September 2, 2010 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Published: 2010-08-31
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission Published: 2010-08-31
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission Published: 2010-08-26
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 12h1(f), OMB Control No. 32350632, SEC File No. 270570.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2010-08-25
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549. Rule 17a3(a)(16); SEC File No. 270452; OMB Control No. 3235 0508. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. Sec. 3501 et seq.), the Published: 2010-08-25
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Regulation A; OMB Control No. 32350286; SEC File No. 270110 (Forms 1A and 2A). Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), Published: 2010-08-25
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205492013. Rule 602; SEC File No. 270404; OMB Control No. 32350461.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2010-08-25
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold an Open Meeting on August 25, 2010 at 10 a.m., in the Auditorium, Room L002. The subject matter of the Open Meeting will be: Published: 2010-08-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, August 26, 2010 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Published: 2010-08-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission In accordance with the requirements of the Privacy Act of
1974, as amended, 5 U.S.C. 552a, the U.S. Securities and Exchange
Commission (``Commission'' or ``SEC'') gives notice of a proposal to
establish the following two new Privacy Act systems of records:
``Municipal Advisor Records (SEC61)'' and ``Correspondence Files
Pertaining to Municipal Published: 2010-08-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission The Dodd-Frank Wall Street Reform and Consumer Protection Act
(the ``DoddFrank Act''), provides for the comprehensive regulation of
swaps and securitybased swaps. Title VII of the DoddFrank Act
(``Title VII''), provides that the Securities and Exchange Commission
(``SEC'') and the Commodity Futures Trading Commission (``CFTC'')
(collectively, Published: 2010-08-20
COMMODITY FUTURES TRADING COMMISSION :
Securities and Exchange Commission
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Form 15, OMB Control No. 32350167, SEC File No. 270170.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Published: 2010-08-18
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Form 15F, OMB Control No. 32350621, SEC File No. 270559.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Published: 2010-08-18
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copy Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Form S6, SEC File No. 270181, OMB Control No. 32350184.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2010-08-18
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Regulation 12B, OMB Control No. 32350062, SEC File No. 27070
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Published: 2010-08-18
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission [FR Doc
2010-21887] 8.
[FR Doc
2010-21935] 9.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-21936] 10.
Submission for OMB Review; Comment Request
[[Page 53988]]Extension:
[FR Doc
2010-21798] 11.
Sunshine Act Meeting
[FR Doc
2010-21857] 12.
Sunshine Act Meeting
[FR Doc
2010-21335] 13.
Sunshine Act Meeting
[FR Doc
2010-21032] 14.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-21033] 15.
Proposed Collection; Comment Request
Extension:
[FR Doc
2010-21034] 16.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-21035] 17.
Proposed Collection; Comment Request
Revision:
[FR Doc
2010-20927] 18.
Sunshine Act Meeting
Item 1: The Commission will consider whether to adopt[FR Doc
2010-21000] 19.
Sunshine Act Meeting
[FR Doc
2010-20999] 20.
Privacy Act of 1974: Systems of Records
[FR Doc
2010-20567] 21. Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and
[FR Doc
2010-20369] 22.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-20370] 23.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-20371] 24.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
2010-20373] 25.
Submission for OMB Review; Comment Request
Extension: