1. Government Securities Act Regulations: Protection of Customer Securities and Balances
PROPOSED RULES: Protection of customer securities and balances,
The Department of the Treasury (``Treasury,'' or ``We,'' or
``Us'') is publishing for comment a proposed amendment to the customer
protection rules in Sec. 403.4 of the regulations issued under the
Government Securities Act of 1986 (``GSA''), as amended.\1\ This
provision requires entities registered with the Securities and Exchange
Commission