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Part VI: Securities and Exchange Commission,
Published: 2003-12-24
The Securities and Exchange Commission is seeking public
comment on a number of issues related to the disclosure of mutual fund
transaction costs. We seek comment on, among other things, whether
mutual funds should be required to quantify and disclose to investors
the amount of transaction costs they incur, include transaction costs
in their
Part V: Health and Human Services Department, Centers for Medicare & Medicaid Services,
Published: 2003-12-24
This final rule amends Medicare certification and payment
requirements for rural health clinics (RHCs) as required by the
Balanced Budget Act of 1997 (BBA). It changes the definition of a
qualifying rural shortage area in which a Medicare RHC must be located;
establishes criteria for identifying RHCs essential to delivery of
primary care services
Part IV: Commerce Department, National Oceanic and Atmospheric Administration,
Published: 2003-12-24
This final rule is necessary to ensure that shark regulations
are based on the results of the 2002 stock assessments for large
coastal sharks (LCS) and small coastal sharks (SCS). The results of
these stock assessments indicate that the LCS complex continues to be
overfished, and overfishing is occurring; that sandbar sharks are not
overfished,
Part III: Securities and Exchange Commission,
Published: 2003-12-24
The Securities and Exchange Commission is proposing amendments
to Form N1A under the Securities Act of 1933 and the Investment
Company Act of 1940 to require an openend management investment
company to provide enhanced disclosure regarding breakpoint discounts
on frontend sales loads. Under the proposed amendments, an openend
management investment
Part II: Securities and Exchange Commission,
Published: 2003-12-24
The Securities and Exchange Commission is adopting new rules
under the Investment Company Act of 1940 and the Investment Advisers
Act of 1940 that require each investment company and investment adviser
registered with the Commission to adopt and implement written policies
and procedures reasonably designed to prevent violation of the federal
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-24
In compliance with the Paperwork Reduction Act (PRA) of 1995
(44 U.S.C. 350121), this notice announces that the Veterans Health
Administration (VHA), Department of Veterans Affairs, has submitted the
collection of information abstracted below to the Office of Management
and Budget (OMB) for review and comment. The PRA submission describes
the
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-24
In compliance with the Paperwork Reduction Act (PRA) of 1995
(44 U.S.C. 350121), this notice announces that the Veterans Benefits
Administration (VBA), Department of Veterans Affairs, has submitted the
collection of information abstracted below to the Office of Management
and Budget (OMB) for review and comment. The PRA submission describes
the
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-24
In compliance with the Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.), this notice announces that the Information
Collection Request (ICR) abstracted below has been forwarded to the
Office of Management and Budget (OMB) for extension of currently
approved collections. The ICR describes the nature of the information
collection and its
NOTICES: U.S.-Dominican Republic Free Trade Agreement—; Environmental impact review,
Published: 2003-12-24
This publication gives notice that, pursuant to the Trade Act
of 2002, and consistent with Executive order 13141 (64 FR 63169) (Nov.
18, 1999) and its implementing guidelines (65 FR 79442), the Office of
the United States Trade Representative (USTR), through the Trade Policy
Staff Committee (TPSC), is initiating an environmental review of the
NOTICES: Six County Association of Governments,
Published: 2003-12-24
On July 30, 2001, the Six County Association of Governments
(SCAOG), a regional association representing Juab, Millard, Sevier,
Sanpete, Piute, and Wayne counties in central Utah, filed a Petition
for Exemption with the Surface Transportation Board (Board) pursuant to
49 U.S.C. 10502 for authority for construction and operation of a new
rail line
NOTICES: Macedonian entities,
Published: 2003-12-24
The U.S. Government has determined that Macedonian entities
have engaged in missile technology proliferation activities that
require the imposition of measures pursuant to Executive Order 12938 of
November 14, 1994, as amended by Executive Order 13094 of July 28,
1998.
NOTICES: Macedonian entities,
Published: 2003-12-24
A determination has been made that Macedonian entities have
engaged in missile technology proliferation activities that require the
imposition of sanctions pursuant to the Arms Export Control Act, as
amended, and the Export Administration Act of 1979, as amended (as
carried out under Executive Order 13222 of August 17, 2001).
NOTICES: Roth Time: A Dieter Roth Retrospective,
Published: 2003-12-24
Notice is hereby given of the following determinations:
Pursuant to the authority vested in me by the Act of October 19, 1965
[79 Stat. 985, 22 U.S.C. 2459], the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat. 2681 et seq.), Delegation of
Authority No. 234 of October 1, 1999 (64 FR 56014), Delegation of
Authority No. 236 of October
NOTICES: Playing with Fire: European Terracotta Models (1740-1840),
Published: 2003-12-24
Notice is hereby given of the following determinations:
Pursuant to the authority vested in me by the Act of October 19, 1965
(79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27,
1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112
Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of
Authority No. 234 of
NOTICES: Gauguin Tahiti,
Published: 2003-12-24
Notice is hereby given of the following determinations:
Pursuant to the authority vested in me by the Act of October 19, 1965
(79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27,
1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112
Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of
Authority No. 234 of
NOTICES: Deadly Medicine: Creating the Master Race,
Published: 2003-12-24
Notice is hereby given of the following determinations:
Pursuant to the authority vested in me by the Act of October 19, 1965
(79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27,
1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112
Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of
Authority No. 234 of
NOTICES: Ticket to Work and Work Incentives Advisory Panel; teleconference,
Published: 2003-12-24
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-24
December 16, 2003.
On September 25, 2003, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend PCXE Rule 7.37(d) to clarify the process
NOTICES: Options Clearing Corp.,
Published: 2003-12-24
December 11, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on July 21, 2003, The Options
Clearing Corporation (``OCC'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as described in
items I, II, and III below, which items have
NOTICES: New York Stock Exchange, Inc.,
Published: 2003-12-24
December 17, 2003.
I. Introduction
On November 7, 2003, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend and
NOTICES: National Securities Clearing Corp.,
Published: 2003-12-24
December 11, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on June 30, 2003, the
National Securities Clearing Corporation (``NSCC'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change as described in Items I, II, and III below, which
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-24
December 16, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 11, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') submitted to the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-24
December 16, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 2, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-24
December 16, 2003.
I. Introduction and Description of the Proposal
On November 19, 2002, the National Association of Securities
Dealers, Inc. (``NASD'' or ``Association'') filed with the Securities
and Exchange Commission (``SEC'' or ``Commission''), pursuant to
section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b4
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-24
December 17, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 24, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
