NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-06
The Department of State is seeking Office of Management and
Budget (OMB) approval for the information collection described below.
The purpose of this notice is to allow 60 days for public comment in
the Federal Register preceding submission to OMB. We are conducting
this process in accordance with the Paperwork Reduction Act of 1995.
NOTICES: Options Clearing Corp.,
Published: 2007-12-06
November 28, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 9, 2007, The
Options Clearing Corporation (``OCC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change described
in Items I, II, and III below, which items have been
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-06
November 28, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2007, the New York Stock Exchange LLC (``NYSE'' or
``Exchange''), filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-06
November 30, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2007, the New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: New York Stock Exchange LLC,
Published: 2007-12-06
November 28, 2007.
Pursuant to section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 16, 2007, the New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Securities Clearing Corp.,
Published: 2007-12-06
November 29, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 30, 2007, the National Securities Clearing Corporation
(``NSCC'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change described in Items I,
NOTICES: International Securities Exchange, LLC,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 25, 2007, the International Securities Exchange, LLC
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, LLC,
Published: 2007-12-06
November 30, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2007, the International Securities Exchange, LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: Fixed Income Clearing Corp.,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 30, 2007, the Fixed Income Clearing Corporation (``FICC'')
filed with the Securities and Exchange Commission (``Commission'') and
on July 24, 2007, amended \3\ the proposed rule
NOTICES: Depository Trust Co.,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 30, 2007, The Depository Trust Company (``DTC'') filed with
the Securities and Exchange Commission (``Commission'') the proposed
rule change described in Items I, II, and III
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-06
November 29, 2007.
On September 17, 2007, the Chicago Board Options Exchange,
Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend its minimum quote
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 16, 2007, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: American Stock Exchange LLC,
Published: 2007-12-06
November 28, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on August 20, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2007-12-06
November 29, 2007.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 16, 2007, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2007-12-06
November 29, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2007, the American Stock Exchange LLC (``Exchange'' or
``Amex'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-06
Federal Register Citation of Previous Announcement:
Status: Closed Meeting.
Place: 100 F Street, NW., Washington, DC.
Date and Time of Previously Announced Meeting: Thursday, December 6, 2007 at 2 p.m.
Change In the Meeting: Deletion of an Item.
The following item will not be considered during the Closed Meeting on Thursday, December 6, 2007:
NOTICES: Unified Series Trust and Envestnet Asset Management, Inc.,
Published: 2007-12-06
Summary of the Application: Applicants request an order permitting them
to enter into and materially amend subadvisory agreements without
shareholder approval and granting relief from certain disclosure requirements.
Applicants: Unified Series Trust (``Trust'') and Envestnet Asset Management, Inc. (``Adviser'').
Filing Dates: The application was
NOTICES: International Equity Portfolio et al.,
Published: 2007-12-06
November 30, 2007.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
November, 2007. A copy of each application may be obtained for a fee at
the SEC's Public Reference Branch (tel. 2025515850). An order
granting each application will be issued unless the SEC
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-06
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Regulation C; OMB Control No. 32350074; SEC File No. 27068.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 U.S.C. 3501 et seq.) the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-06
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 425; OMB Control No. 32350521; SEC File No. 270462.
Notice is hereby given, that pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-06
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
NAR Exemptive Request; OMB Control No. 3235XXXX; SEC File No. 270573.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-06
Name of Agency: Postal Regulatory Commission.
Time and Date: 10 a.m., Tuesday, December 11, 2007.
Place: Commission conference room, 901 New York Avenue, NW., Suite 200, Washington, DC 202680001.
Status: Open.
Matters To Be Considered: Agency organization.
Contact Person for More Information: Stephen L. Sharfman, General
Counsel, 2027896820 or
NOTICES: Privacy Act; systems of records,
Published: 2007-12-06
The Department of the Navy is amending a system of records
notice in its existing inventory of record systems subject to the
Privacy Act of 1974, (5 U.S.C. 552a), as amended.
NOTICES: Privacy Act; systems of records,
Published: 2007-12-06
The Department of the Navy is amending a system of records
notice in its existing inventory of record systems subject to the
Privacy Act of 1974, (5 U.S.C. 552a), as amended.
