Department: COMMODITY FUTURES TRADING COMMISSION

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Years: 2000200120022003200420052006200720082009

Pages: 1234

[FR Doc 00-32976] 1. Investment of Customer Funds

The Commodity Futures Trading Commission (Commission) is moving forward the effective date of its recent rule amendments concerning the investment of customer funds by futures commission merchants (FCMs) and clearing organizations to permit FCMs and clearing organizations to engage in the expanded investment activity at an earlier date. The

Published: 2000-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-32977] 2.

On December 13, 2000 (65 FR 77962; 65 FR 77993, 65 FR 78020, 65 FR 78030), the Commission issued final rules promulgating a new regulatory framework to apply to multilateral transaction execution facilities, to market intermediaries and to clearing organizations. Due to the enactment of statutory revisions to the Commodity Exchange Act, the

Published: 2000-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

[FR Doc 00-32856] 3. Extension of Time To File Annual Reports for Commodity Pools

The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is adopting amendments to its rules to permit commodity pool operators (``CPOs'') to file a claim for an extension of time to file a pool's annual report where the pool is invested in other collective investment vehicles, and the CPO cannot obtain the information its accountant

Published: 2000-12-26 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc C0-30267] 4.

Correction

In rule document 0030267 beginning on page 77962 in the issue of Wednesday, December 13, 2000, make the following correction: Secs. 1.43, 1.45 and 1.50 [Corrected]

On page 77979, in the second column, in amendatory instruction 4., after ``are'' remove ``proposed to be''.
[FR Doc.

Published: 2000-12-21 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-32016] 5.

The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501, et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of

Published: 2000-12-15 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-30270] 6. Exemption for Bilateral Transactions

The Commodity Futures Trading Commission (Commission or CFTC) is adopting final rules to clarify the operation of the current swaps exemption. In addition, in a companion notice of final rulemaking published in this edition of the Federal Register, the Commission is adopting rules that provide for the clearing of transactions under the revised

Published: 2000-12-13 COMMODITY FUTURES TRADING COMMISSION : Treasury Department

 

[FR Doc 00-30269] 7. A New Regulatory Framework for Clearing Organizations

The Commodity Futures Trading Commission (Commission or CFTC) is promulgating a new regulatory framework to apply to clearing organizations. These regulations for clearing organizations are part of an initiative that would also establish a new regulatory framework for multilateral transaction execution facilities (MTEF) and market intermediaries.

Published: 2000-12-13 COMMODITY FUTURES TRADING COMMISSION : Treasury Department

 

[FR Doc 00-30268] 8. Rules Relating to Intermediaries of Commodity Interest Transactions

As part of a comprehensive regulatory reform process, the Commodity Futures Trading Commission (CFTC or Commission) has revised its rules relating to intermediation of commodity futures and commodity options (commodity interest) transactions. These new rules and rule amendments will provide greater flexibility in several areas. For example, to

Published: 2000-12-13 COMMODITY FUTURES TRADING COMMISSION : Treasury Department

[FR Doc 00-30267] 9.

The Commodity Futures Trading Commission (Commission or CFTC) is promulgating a new regulatory framework to apply to multilateral transaction execution facilities, to market intermediaries and to clearing organizations. This new framework constitutes a broad exemption under the authority of section 4(c) of the Commodity Exchange Act (Act or CEA)

Published: 2000-12-13 COMMODITY FUTURES TRADING COMMISSION : Treasury Department

 

[FR Doc 00-31732] 10. Trade Options on Enumerated Agricultural Commodities

The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend the exemption from its agricultural trade option rule, to clarify its operation in light of amendments to the exemption for bilateral transactions, published elsewhere in this issue of the Federal Register.

Published: 2000-12-13 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-31532] 11.

The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of

Published: 2000-12-12 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-30856] 12. Sunshine Act Meeting

Published: 2000-12-04 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-30857] 13. Sunshine Act Meeting

Published: 2000-12-04 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-30858] 14. Sunshine Act Meeting

Published: 2000-12-04 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-30859] 15. Sunshine Act Meeting

Published: 2000-12-04 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-30855] 16. Sunshine Act Meeting

Published: 2000-12-04 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-28492] 17.

The Commodity Futures Trading Commission. (``Commission'') is amending its net capital rule to expand the exemption from the five percent capital charge that a futures commission merchant (``FCM'') or introducing broker is required to take against unsecured foreign broker receivables in computing its adjusted net capital.\1\
\1\ An introducing

Published: 2000-11-07 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-28367] 18. Extension of Time To File Annual Reports for Commodity Pools

Commodity Futures Trading Commission (``Commission'') Rules 4.22(c) and (d) \1\ require that commodity pool operators (``CPOs'') distribute annual reports containing specified information, certified by an independent public accountant, to each pool participant within 90 calendar days after the end of the pool's fiscal year.\2\ The proposed

Published: 2000-11-07 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-28351] 19. Sunshine Act Meeting

``FEDERAL REGISTER'' CITATION OF PREVIOUS ANNOUNCEMENT: 65 FR 65843; 65 FR 64687.

Published: 2000-11-03 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-27914] 20.

The Commodity Futures Trading Commission (``Commission'') is proposing to amend Commission Rule 1.32 to permit a futures commission merchant (``FCM''), in computing the amount of customer funds required to be held in segregated accounts pursuant to section 4d(2) of the Commodity Exchange Act (``Act''), to offset a net liquidating deficit or debit

Published: 2000-10-31 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-27965] 21. Sunshine Meeting Act

``Federal Register'' Citation of Previous Announcement: 65 FR 65843. Previously Announced Time and Date of Meeting: 1 p.m., Monday, October 30, 2000.
Changes in the Meeting: The open meeting previously scheduled for 1 p.m., Monday, October 30, 2000 has
[[Page 64688]]
been postponed until 1 p.m., Wednesday, November 1, 2000.
Contact Person for More

Published: 2000-10-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-27481] 22. Delegation of Authority to Disclose and Request Information

The Commodity Futures Trading Commission (Commission) is amending certain provisions of its part 140 regulations to add the Director and Deputy Director of the Commission's Office of International Affairs as persons to whom certain authorities are delegated.

Published: 2000-10-26 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc 00-27501] 23. Sunshine Act Meeting

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 1:00 p.m., Monday, October 30, 2000. Place: 1155 21st St., NW., Washington, DC, Lobby Level Hearing Room. Status: Open.
Matters to be Considered:

  • Final rules for a regulatory framework for Multilateral Transaction Execution Facilities,

    Published: 2000-10-25 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

     

    [FR Doc 00-27598] 24. Sunshine Act Meeting

    Published: 2000-10-25 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

     

    [FR Doc 00-27599] 25. Sunshine Act Meeting

    Published: 2000-10-25 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

     

    Years: 2000200120022003200420052006200720082009

    Pages: 1234