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NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2006-12-27
The Commodity Futures Trading Commission (``the Commission''
is announcing an opportunity for public comment on the proposed
collection of certain information by the agency. Under the Paperwork
Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies
are required to publish notice in the Federal Register concerning each
proposed
NOTICES: Meetings; Sunshine Act,
Published: 2006-12-20
NOTICES: Meetings; Sunshine Act,
Published: 2006-12-20
Time and Date: 11 a.m., Friday, January 19, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Catherine D. Daniels,
Assistant Secretary of the Commission.
[FR Doc. 069799 Filed 121806;
NOTICES: Meetings; Sunshine Act,
Published: 2006-12-20
Time and Date: 11 a.m., Friday, January 12, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Catherine D. Daniels,
Assistant Secretary of the Commission.
[FR Doc. 069800 Filed 121806;
RULES: Introducing brokers; financial reporting requirements,
Published: 2006-11-22
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending Commission regulations to require introducing
brokers (``IBs'') submitting CFTC financial Forms 1FRIB that are
certified by independent public accountants to file such financial
reports electronically with the National Futures Association (``NFA'').
The amendments
NOTICES: Meetings; Sunshine Act,
Published: 2006-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2006-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2006-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2006-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2006-11-17
RULES: Foreign boards of trade located outside U.S.; requirement to become designated contract market or derivatives transaction execution facility,
Published: 2006-11-02
The Commodity Futures Trading Commission is issuing a
Statement of Policy that affirms the use of the noaction process to
permit foreign boards of trade to provide direct access to their
electronic trading systems to U.S. members or authorized participants,
and provides additional guidance and procedural enhancements.\1\
\1\ Commission Rule
PROPOSED RULES: Registered futures associations; membership requirement,
Published: 2006-11-01
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend its regulations in order to require,
subject to the existing exception for certain notice registered
securities brokers or dealers (``BDs''), that all persons registered
with the Commission as futures commission merchants (``FCMs'') must
become and remain
NOTICES: Meetings; Sunshine Act,
Published: 2006-10-24
Agency Holding the Meeting: Commodity Futures Trading Commission. Sunshine Act Meetings
Time and Date: 2 p.m., Thursday, October 26, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
[[Page 62253]]
NOTICES: Meetings; Sunshine Act,
Published: 2006-10-17
Time and Date: 11 a.m., Friday, November 24, 2006.
Place: 1155 21st., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 068755 Filed 101306; 2:04
NOTICES: Meetings; Sunshine Act,
Published: 2006-10-17
Time and Date: 11 a.m., Friday, November 3, 2006.
Place: 1155 21st., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2006-10-17
Time and Date: 11 a.m., Friday, November 17, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 068754 Filed 101306; 2:04
PROPOSED RULES: Electronic filing and notices of exemption and exclusion,
Published: 2006-10-13
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend Commission regulations to require that
notices of exemption or exclusion under Part 4 of the Commission's
regulations submitted to National Futures Association (``NFA'') be filed electronically.
The Commission previously has authorized NFA to receive and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2006-10-10
The Commodity Futures Trading commission has submitted
information collection 30380017, Market Surveys, to OMB for review and
clearance under the Paperwork Reduction Act of 1995 (Pub. L. 10413).
The information collected pursuant to these rules is in the public
interest and is necessary for market surveillance.
NOTICES: Meetings; Sunshine Act,
Published: 2006-10-05
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 10:30 a.m., Wednesday, October 25, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Rule Enforcement Review.
PROPOSED RULES: Futures commission merchants; equity capital withdrawal limitations,
Published: 2006-09-29
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend its regulations to provide that the
Commission may, by written order, temporarily prohibit a futures
commission merchant (``FCM'') from carrying out equity withdrawal
transactions that would reduce excess adjusted net capital by 30
percent or more. The
PROPOSED RULES: Introducing brokers; financial reporting requirements,
Published: 2006-09-19
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend Commission regulations to require
introducing brokers (``IBs'') submitting CFTC financial Forms 1FRIB
that are certified by independent public accountants to file such
financial reports electronically with the National Futures Association
(``NFA''). The
NOTICES: Meetings; Sunshine Act,
Published: 2006-09-19
Time and Date: 11 a.m., Friday, October 6, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
For Further Information Contact: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 067822 Filed 91506; 3:33
NOTICES: Meetings; Sunshine Act,
Published: 2006-09-19
Time and Date: 11 a.m., Friday, October 13, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
For Further Information Contact: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 067823 Filed 91506; 3:35 pm]
NOTICES: Meetings; Sunshine Act,
Published: 2006-09-19
Time and Date: 11 a.m., Friday, October 20, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Enforcement matters.
For Further Information Contact: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 067824 Filed 91506; 3:37
NOTICES: Meetings; Sunshine Act,
Published: 2006-09-19
Time and Date: 11 a.m., Friday, October 27, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
For Further Information Contact: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 067825 Filed 91506; 3:39
