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PROPOSED RULES: Federal speculative position limits; revision; comment period extension,
Published: 2007-12-31
The Commodity Futures Trading Commission is reopening the
period for public comment to provide interested persons additional time
to comment on certain proposed amendments pertaining to the Federal
speculative position limits for agricultural commodities.
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-28
Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., Wednesday January 16, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Sauntia S. Warfield, 2024185084.
David A. Stawick,
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-28
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-28
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, January 11, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Sauntia S. Warfield, 2024185084.
David A. Stawick,
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-28
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, January 4, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Sauntia S. Warfield, 2024185084.
David A. Stawick,
NOTICES: Meetings; Sunshine Act,
Published: 2007-12-28
Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday January 18, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Sauntia S. Warfield, 2024185084.
David A. Stawick,
NOTICES: Credit default products; trading and clearing exemptions—; ICE Clear U.S., Inc.,
Published: 2007-12-06
The Commodity Futures Trading Commission (``CFTC'' or
``Commission'') is requesting comment on whether to extend the
exemption granted under Part 35 of the Commission's regulations to
certain overthecounter (``OTC'') swaps that do not meet certain of
the requirements otherwise imposed by Commission Regulation 35.2. This
exemption has been
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-12-03
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
PROPOSED RULES: Federal speculative position limits; risk management exemption,
Published: 2007-11-27
Section 150.2 of the Commodity Futures Trading Commission's
(``Commission'') regulations imposes limits on the size of speculative
positions that traders may hold or control in futures and futures
equivalent option contracts on certain designated agricultural
commodities named therein. Section 150.3 lists certain types of
positions that may be
RULES: Designated contract markets; conflicts of interest in self regulation and self-regulatory organizations; acceptable practices,
Published: 2007-11-23
On January 31, 2007, the Commission adopted Acceptable
Practices for Section 5(d)(15) (``Core Principle 15'') of the Commodity
Exchange Act. The new Acceptable Practices were published in the
Federal Register on February 14, 2007, and became effective on March
16, 2007. On March 26, 2007, the Commission published certain proposed
amendments to the
NOTICES: Meetings; Sunshine Act,
Published: 2007-11-23
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, December 7, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, (202) 418 5084.
David A. Stawick,
NOTICES: Meetings; Sunshine Act,
Published: 2007-11-23
NOTICES: Meetings; Sunshine Act,
Published: 2007-11-23
NOTICES: Meetings; Sunshine Act,
Published: 2007-11-23
PROPOSED RULES: Federal speculative position limits; revision,
Published: 2007-11-21
The Commodity Futures Trading Commission (``Commission'')
periodically reviews the speculative position limits for certain
agricultural commodities set out in Commission regulation 150.2
(``Federal speculative position limits''). In this regard, the
Commission has reviewed the existing levels for Federal speculative
position limits and is now
NOTICES: Agricultural Advisory Committee,
Published: 2007-11-20
The Commodity Futures Trading Commission's Agricultural Advisory
Committee will conduct a public meeting on Thursday, December 6, 2007.
The meeting will take place in the first floor hearing room of the
Commission's Washington, DC headquarters, Three Lafayette Centre, 1155
21st Street, NW., Washington, DC 20581 from 9 a.m. to 4 p.m.Global
RULES: Foreign persons; registration exemption,
Published: 2007-11-14
The Commodity Futures Trading Commission (``Commission'') has
amended Commission Regulation 3.10 concerning the registration of firms
located outside the U.S. that are engaged in intermediating commodity
interest transactions on U.S. designated contract markets (``DCMs'')
and U.S. derivative transaction execution facilities (``DTEFs'').\1\
The
RULES: Futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators, and leverage transaction merchants—; Associated persons and principals; termination,
Published: 2007-11-08
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') has amended Commission Regulations 3.12 and 3.31 to extend
the period during which a registered futures commission merchant
(``FCM''), introducing broker (``IB''), commodity trading advisor
(``CTA''), commodity pool operator (``CPO'') or leverage transaction
merchant (``LTM'')
RULES: Books and records maintenance,
Published: 2007-10-26
The Commodity Futures Trading Commission (Commission) is
amending Commission Regulation 18.05 in two respects: to make it
explicit that persons holding or controlling reportable positions on a
designated contract market (DCM) or derivatives transaction execution
facility (DTEF) must retain books and records and make available to the
Commission
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-10-26
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-10-22
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2007-10-22
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Meetings; Sunshine Act,
Published: 2007-10-19
Time and Date: 11 a.m., Friday, November 16, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
David A. Stawick,
Secretary of the Commission.
[FR Doc. 075180 Filed 101607; 4:41 pm]
NOTICES: Meetings; Sunshine Act,
Published: 2007-10-19
NOTICES: Meetings; Sunshine Act,
Published: 2007-10-19
Time and Date: 2 p.m., Wednesday, November 28, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
David A. Stawick,
Secretary of the Commission.
[FR Doc. 075182 Filed 101607; 4:41
