Department: COMMODITY FUTURES TRADING COMMISSION

Advanced Search

Years: 2000200120022003200420052006200720082009

Pages: 1234

[FR Doc E9-23815] 26.Agency Information Collection Activities: Notice of Intent To Renew Collection

The Commodity Futures Trading Commission (``the Commission'') is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed

Published: 2009-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-22893] 27. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, October 30, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room
Status: Closed.
Matters To Be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,

Published: 2009-09-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-22898] 28. Sunshine Act Meetings

Published: 2009-09-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-22894] 29. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, October 2, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,

Published: 2009-09-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-22895] 30.Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, October 9, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,

Published: 2009-09-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-22892] 31. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Wednesday, October 21, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,

Published: 2009-09-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-22896] 32. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., October 16, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Assistant

Published: 2009-09-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-21545] 33.

The Commission charges fees to designated contract markets and registered futures associations to recover the costs incurred by the Commission in the operation of its program of oversight of self regulatory organization (SRO) rule enforcement programs (17 CFR part 1 Appendix B) (National Futures Association (NFA), a registered futures association,

Published: 2009-09-08 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-21163] 34. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday September 11, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.

Published: 2009-09-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-21151] 35. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, September 25, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.

Published: 2009-09-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-21164] 36. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission Time And Date: 11 a.m., Friday September 4, 2009
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room
Status: Closed
Matters To Be Considered: Surveillance matters
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,

Published: 2009-09-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-21152] 37. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday September 18, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S.

Published: 2009-09-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-21161] 38. Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., September 16, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,

Published: 2009-09-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18853] 39. Account Class

The Commodity Futures Trading Commission (the ``Commission'') proposes amending its regulations (the ``Regulations'') to create a sixth and separate ``account class,'' applicable only to the bankruptcy of a commodity broker that is a futures commission merchant (``FCM''), for positions in cleared overthecounter (``OTC'') derivatives (and money,

Published: 2009-08-13 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18855] 40. Contract Market Rules Altered or Supplemented by the Commission

Regulation 7.201 of the Commodity Futures Trading Commission (``Commission'') alters and supplements Chicago Board of Trade (``CBOT'') Rule 620.01(B) by requiring members of the CBOT to submit to arbitration of any customer claim or grievance initiated by the customer according to the arbitration rules and regulations of the CBOT. On November 25,

Published: 2009-08-06 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18854] 41.

The Commodity Futures Trading Commission (CFTC) is issuing an order, pursuant to Section 409(b)(3) of FDICIA, stating that the supervision provided by BaFin, in conjunction with the Bundesbank, with respect to the clearing activities of Eurex satisfies appropriate standards (the Order). The Order will permit Eurex to operate a multilateral

Published: 2009-08-06 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18340] 42. Sunshine Act; Notice of Meeting

Time and Date: 11 a.m., Friday, August 7, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Assistant Secretary of the Commission.
[FR Doc. E918340 Filed

Published: 2009-07-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18159] 43.

On June 12, 2009, the Commodity Futures Trading Commission (``CFTC'' or ``Commission'') published for comment in the Federal Register \1\ a notice of its intent to undertake a determination whether the Henry Financial LD1 Fixed Price contract, traded on the IntercontinentalExchange, Inc. (``ICE''), an exempt commercial market (``ECM'') under

Published: 2009-07-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18342] 44. Sunshine Act; Notice of Meeting

Time and Date: 2 p.m., Wednesday, August 19, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Assistant Secretary of the Commission.
[FR Doc. E918342 Filed

Published: 2009-07-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18344] 45. Sunshine Act; Notice of Meeting

Time and Date: 11 a.m., Friday, August 21, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Assistant Secretary of the Commission.
[FR Doc. E918344 Filed 72809;

Published: 2009-07-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18347] 46. Sunshine Act; Notice of Meeting

Time and Date: 11 a.m., Friday, August 14, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Assistant Secretary of the Commission.
[FR Doc. E918347 Filed

Published: 2009-07-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-18346] 47. Sunshine Act; Notice of Meeting

Time and Date: 11 a.m., Friday, August 28, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Assistant Secretary of the Commission.
[FR Doc. E918346 Filed

Published: 2009-07-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-17421] 48.Sunshine Act Meetings

Agency Holding the Meeting: Commodity Futures Trading Commission (Commission).
Dates and Time: Tuesday, July 28, 2009, Wednesday, July 29, 2009 and Wednesday, August 5, 2009, commencing each day at 9 a.m. and ending at 1 p.m.
Place: Three Lafayette Center, 1155 21st St., NW., Washington, DC, Lobby Level Hearing Room (Room 1000).
Status: Open.

Published: 2009-07-21 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-15665] 49. Account Ownership and Control Report

The Commission has determined to collect certain ownership, control, and related information for all trading accounts active on U.S. futures exchanges. The information collected will enhance market transparency, leverage the Commission's existing surveillance systems, and foster synergies between its market surveillance, trade practice,

Published: 2009-07-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

[FR Doc E9-14646] 50. Meetings; Sunshine Act

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., July 15, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Assistant

Published: 2009-06-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

 

Years: 2000200120022003200420052006200720082009

Pages: 1234