Department: COMMODITY FUTURES TRADING COMMISSION
Advanced Search
[FR Doc E9-8017] 76.
The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of
Published: 2009-04-09 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-7939] 77. Establishment of Risk Management Advisory Committee
The Commodity Futures Trading Commission has determined to establish a new advisory committee, the Risk Management Advisory Committee. The purpose of the committee is to conduct public meetings and to make reports and recommendations to the Commission on risk management issues involving or relevant to participants in the markets regulated by
Published: 2009-04-08 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-7537] 78. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time And Date: 11 a.m., Friday April 3, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Published: 2009-04-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-7540] 79. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, April 24, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-04-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-7531] 80. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday April 17, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-04-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-7541] 81. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., Wednesday April 15, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Enforcement matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-04-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-7534] 82. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday April 10, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-04-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-7063] 83. Agricultural Advisory Committee; Thirteenth Renewal
The Commodity Futures Trading Commission has determined to renew the charter of the Commission's Agricultural Advisory Committee for a further period of two years. The Commission certifies that the renewal of the advisory committee is in the public interest in connection with duties imposed on the Commission by the Commodity Exchange Act, 7
Published: 2009-03-31 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-6187] 84.
In June and July of 2008, the Commodity Futures Trading Commission (''Commission'') issued a special call for information from swap dealers and index traders regarding their overthecounter (``OTC'') market activities. In September of 2008, the Commission released a ``Staff Report on Commodity Swap Dealers and Index Traders with Commission
Published: 2009-03-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-6369] 85.
By petition dated April 21, 2008 (Petition), the Chicago Mercantile Exchange Inc. (CME), a registered derivatives clearing organization (DCO), and the Board of Trade of the City of Chicago, Inc. (CBOT), a designated contract market, requested permission to clear certain overthe counter (OTC) swap agreements (swaps) in corn, wheat, and soybeans.
Published: 2009-03-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-6044] 86. Significant Price Discovery Contracts on Exempt Commercial Markets
The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is promulgating final rules to implement those provisions of the CFTC Reauthorization Act of 2008 (``Reauthorization Act'') \1\ relating to exempt commercial markets (``ECMs'') on which significant price discovery contracts (``SPDCs'') are traded or executed. In addition to
Published: 2009-03-23 COMMODITY FUTURES TRADING COMMISSION : U.S. Citizenship and Immigration Services
[FR Doc E9-4859] 87. Agency Information Collection Activities Under OMB Review
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden; it
Published: 2009-03-09 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-4860] 88. Agency Information Collection Activities Under OMB Review
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.
Published: 2009-03-09 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-4952] 89.
The Commodity Futures Trading Commission (CFTC or Commission) is calling for nominations to the Subcommittee on Convergence in Agricultural Commodity Markets (Subcommittee on Convergence or Subcommittee) under the auspices of the Agricultural Advisory Committee. The Subcommittee on Convergence was established to identify the causes of poor
Published: 2009-03-09 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-4740] 90. Electronic Filing of Disclosure Documents
The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations applicable to the filing of Disclosure Documents by commodity pool operators (CPOs) and commodity trading advisors (CTAs) with the National Futures Association (NFA). In response to a petition from NFA, the CFTC is requiring that CPOs and CTAs be required to
Published: 2009-03-05 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-3840] 91.
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend its regulations governing the periodic account statements that commodity pool operators (``CPOs'') are required to provide to commodity pool participants and the annual financial reports that CPOs are required to provide to commodity pool participants and
Published: 2009-02-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-3551] 92. Acknowledgment Letters for Customer Funds and Secured Amount Funds
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend its regulations regarding the required content of the acknowledgment letter that a registrant must obtain from any depository holding its segregated customer funds or funds of foreign futures or foreign options customers, and certain technical changes.
Published: 2009-02-20 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-2188] 93. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, February 6, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-01-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-2190] 94. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, February 13, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-01-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-2191] 95. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., Wednesday, February 18, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-01-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-2187] 96. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, February 27, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-01-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-2189] 97. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, February 20, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-01-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-891] 98. Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
On January 31, 2007, the Commission adopted its first acceptable practices for Section 5(d)(15) (``Core Principle 15'') of the Commodity Exchange Act (``Act'').\1\ As with all other acceptable practices, those for Core Principle 15 are a safe harbor that designated contract markets (``DCMs'') can use to demonstrate core principle compliance. The
Published: 2009-01-21 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-1146] 99. Agency Information Collection Activities Under OMB Review
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden; it
Published: 2009-01-21 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
Years: 2000200120022003200420052006200720082009