1. Electronic Registration Requirements for Investment Advisers To Be Investment Managers Under Title I of ERISA
Part III: Labor Department, Employee Benefits Security Administration,
This document contains a proposed regulation relating to the
definition of investment manager in section 3(38)(B) of Title I of the
Employee Retirement Income Security Act of 1974 (ERISA). Under the
proposed regulation, in lieu of filing a copy of their state
registration forms with the Secretary of Labor, stateregistered
investment advisers