Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 22, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on June 9, 2000, NASD Regulation, Inc. (``NASD Regulation'') filed with the Securities and Exchange Commission (``SEC or ``Commission'') the proposed rule change as
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 10, 2001, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
On November 16, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') submitted to the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ a proposed rule change regarding
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 7, 2000, the Philadelphia Stock Exchange, Inc. (``PHLX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on December 18, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Plains Resources, Inc. a Delaware corporation (``Issuer''), has filed an application with the Securities and Exchange Commission (``Commission''), pursuant to section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 12d22(d) thereunder,\2\ to withdraw its Common Stock, $.10 par value
Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The
The Securities and Exchange Commission (``Commission'') is extending its temporary Order issued December 10, 1999\1\ under Section 17(e) of the Securities Exchange Act of 1934 (``Exchange Act'') exempting brokerdealers from Exchange Act Section 17(e)(1)(B) and Rule 17a5(c). These sections require a brokerdealer to send each of its customers
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Exchange Act'') and Rule 19b4 thereunder,\1\ notice is hereby given that on October 16, 2001, Municipal Securities Rulemaking Board (``MSRB'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 3, 2001, the Pacific Exchange, Inc. (``PCX'') filed with the Security and Exchange Commission (``Commission'') the proposed rule change as described in Items
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 \2\ thereunder, notice is hereby given that on November 30, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule
On July 11, 2001, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``SEC'' or ``Commission'') in accordance with section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 11Aa32 thereunder,\2\ a proposed amendment to the
The Securities and Exchange Commission (``Commission'') is publishing this notice and order to solicit comments from interested persons and to extend the Government Securities Clearing Corporation's (``GSCC'') temporary registration as a clearing agency through June 30, 2002. On May 24, 1988, pursuant to sections 17A(b) and
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 \2\ thereunder, notice is hereby given that on December 6, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 29, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or (``Sec'') a proposed
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 66490]]
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 7, 2001, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its whollyowned subsidiary
NASD Dispute Resolution, Inc.
In FR Document 0130879 beginning on page 64895 for Friday, December 14, 2001, the release number for File No. SRNYSE200142 should read 3445138.
For the Commission, by the Division of Market Regulation, pursuant to the delegated authority.\1\
\1\ 17 CFR 200.303(a)(12).
Margaret H. McFarland,
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 10 CFR Part 50 44 CFR Part 64 49 CFR Part 571 39 CFR Part 3020
