Department: SECURITIES AND EXCHANGE COMMISSION
Pages: 1
[FR Doc 01-21555] 1.
The Securities and Exchange Commission (``Commission'') is adopting rules to implement certain provisions of the Commodity Futures Modernization Act of 2000 (``CFMA''). First, the Commission is amending its brokerdealer registration requirements and adopting a new form to implement Section 203 of the CFMA. Under this section, futures commission
Published: 2001-08-27 SECURITIES AND EXCHANGE COMMISSION : Western Area Power Administration
[FR Doc 01-21556] 2. Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension:
Form 3, OMB Control No. 32350104; SEC File No. 270125.
Form 4, OMB Control No. 32350287; SEC File No. 270126.
Form 5, OMB Control No. 32350362; SEC File No. 270323.
Notice is
Published: 2001-08-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-21558] 3.
August 20, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934,\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 6, 2001, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change
Published: 2001-08-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-21559] 4.
August 20, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934, (``Act'')\1\ and Rule 19b4\2\ thereunder, notice is hereby given that on July 16, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed
Published: 2001-08-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-21557] 5.
Applicants request an order that would permit certain registered openend management investment companies relying on section 12(d)((1)(G) of the Act to enter into a special servicing agreement.
Applicants: Accessor Funds, Inc. (``Accessor Funds''), on behalf of its existing series, and Accessor Capital Management LP (``ACM''). Applicants also
Published: 2001-08-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Pages: 1